Background Affiliation Status Information Center (BASIC) Guide

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This 5-page booklet [1] describes how to get important background information about futures firms and individuals from the National Futures Association's Background Affiliation Status Information Center (BASIC) database. BASIC contains registration information for all current and former CFTC registrants, as well as information about disciplinary actions taken by NFA, the CFTC and the U.S. futures exchanges.

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Contents:

  • About NFA
  • An Overview of NFA's Members
  • The History of BASIC
  • Information Available in BASIC
  • Information Not Available in BASIC
  • How to Conduct a BASIC Search
  • Additional Resources

References

  1. ↑ Background Affiliation Status Information Center (BASIC) Guide. National Futures Association. Retrieved on December 11, 2007.
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