Carl W. Gilmore

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Carl Gilmore
Occupation General Counsel and Compliance Officer
Employer Penson GHCO
Location Chicago, IL USA
Web site www.pensonghco.com

Carl W. Gilmore is General Counsel and Managing Director of Global Risk for Penson GHCO, a wholly owned subsidiary of Penson Worldwide Inc. (PNSN). He also and serves as a member of the NFA Hearing Committee.

Gilmore is a member of the National Futures Association, American Bar Association, Chicago Bar Association, Global Association of Risk Professionals (GARP), as well as the Futures Industry Association, Law and Compliance Division.

Background

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Prior to joining GHCO, Gilmore was Operations, Risk, and Compliance Officer with First Discount Corporation, a Futures Commission Merchant. He is a qualified Eurex clearer and has Series 3, 7, 24, 30, and 63 licenses.

Gilmore began his career in 1988 as Marketing Manager for Westvaco, a Fortune 500 company. His interest in securities prompted him to accept a position with Prudential Insurance Corporation as a securities floor desk clerk. Gilmore also served as Marketing Project Manager in the U.S. Automotive Division of British Steel.

Education

Gilmore has a Bachelor of Science from Indiana State University, a Master of Fine Arts degree from the University of Chicago, and a Juris Doctor degree from John Marshall Law School in Chicago.

Registration Information

References

All info on this page cites the following source: [1]

  1. Leadership. Penson GHCO. Retrieved on February 26, 2008.
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