Commodity Pool Operator
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A Commodity Pool Operator [1] is an individual or organization that operates or solicits funds for a commodity pool; that is, an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts or commodity options, or to invest in another commodity pool.
In general, NFA registration is required unless the CPO qualifies for one of the exemptions from registration outlined in CFTC Regulations 4.5 or 4.13.
References
- ↑ www.nfa.futures.org. National Futures Association, CPO Registration. Retrieved on Sep 12, 2007.
