Before joining the CFTC, Klima served as chief counsel to Securities and Exchange Commission Chairman Jay Clayton. She was named to that post in May 2017, after serving as the SEC co-chief of staff under then acting chairman Michael Piwowar.
Prior to that, she served as counsel to SEC Commissioners Piwowar and Commissioner Troy A. Paredes.
Before joining the SEC, she worked at Wilmer Cutler Pickering Hale and Dorr LLP, specializing in broker-dealer compliance and regulation. She also clerked for the Judge Richard Lowell Nygaard of the U.S. Court of Appeals for the Third Circuit.
Klima earned her J.D., cum laude, from Duke University School of Law, a Master of Public Policy, also from Duke, and an undergraduate degree in Systems Engineering, with distinction, from the University of Virginia.
JLN News Feed
Five market axioms that can no longer be relied upon; Hedge funds are losing to private equity in a tug-of-war over investors’ portfolios, and experts say it’s only going to get worse
CME Group Announces Resignation of Alex J. Pollock from Its Board of Directors to Accept Senior Position with the U.S. Treasury
Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date October 31, 2019
We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.