James Knoeck joined OCC in September 2012 as vice president – head of internal audit and led the restructuring of the internal audit department, necessitated by OCC’s designation as a Systemically Important Financial Market Utility (SIFMU). . Before joining OCC, Knoeck served as the Internal Audit Director for the State of Wisconsin Investment Board where he established policies for risk based audit activities. His prior experience also includes managing outside audit consultants in facilitating audit plans and performing operational, market, legal, compliance and financial risk assessments at organizations such as Man Investments, KPMG and the Chicago Mercantile Exchange.
Knoeck received his Bachelor of Business Administration degree with a double major in Accounting and Finance from the University of Wisconsin - Madison. Additionally, he is a Certified Public Accountant and Chartered Alternative Investment Analyst.
JLN News Feed
Hedge funds braced for second stock market plunge; Airlines Lose Billions of Dollars in the Oil-Market Casino
CME Group Chairman and Chief Executive Officer and Chief Financial Officer to Present at Piper Sandler Global Exchange & FinTech Virtual Conference
[JPXPilot Test of DLT Information Sharing Platform in the Field of Securities Post-Trade - Selection of Use Cases for Verification -]
We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.