Laws Governing Futures Trading in China

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Futures trading in China is governed by the Administrative Regulations on Futures Trading and accompanying administrative measures separately regulating futures exchanges, futures brokerage companies, and futures industry personnel, as well as other trial measures related to IB (introductory broker) business, financial futures clearing business, and risk management requirements.

Administrative Regulations on Futures Trading

Main article: Administrative Regulations on Futures Trading


The Administrative Regulations on Futures Trading were passed by the 168th meeting of the State Council of the People’s Republic of China on February 7, 2007, promulgated as Decree of the State Council of the People's Republic of China No.489 on March 6, 2007, and took effect on April 15, 2007[1].

Measures for the Administration of Futures Exchanges

The Measures for the Administration of Futures Exchanges were deliberated and adopted at the 203rd chairmen’s meeting of China Securities Regulatory Commission on March 28, 2007, promulgated as Order of China Securities Regulatory Commission No.42 on April 9, 2007, and took effect on April 15, 2007[2].

Measures for the Administration of Futures Companies

The Measures for the Administration of Futures Companies were deliberated and adopted at the 203rd chairmen’s meeting of China Securities Regulatory Commission on March 28, 2007, promulgated as Order of China Securities Regulatory Commission No.43 on April 9, 2007, and took effect on April 15, 2007[3].

Measures for the Administration of Futures Practitioners

The Measures for the Administration of Futures Practitioners were deliberated and adopted at the 207th chairmen’s meeting of China Securities Regulatory Commission on July 4, 2007, promulgated as Order of China Securities Regulatory Commission No.48, and took effect on the same day[4].

Measures for the Post-holding Qualifications of Directors, Supervisors and Senior Managers of Futures Companies

The Measures for the Administration of Futures Practitioners were deliberated and adopted at the 207th chairmen’s meeting of China Securities Regulatory Commission on July 4, 2007, promulgated as Order of China Securities Regulatory Commission No.47, and took effect on the same day[5].

Trial Measures for the Provision of Intermediary Services by Securities Companies to Futures Companies

Trial Measures for the Financial Futures Clearing Business of Futures Companies

Trial Measures for the Administration of Risk Control Indicators of Futures

Futures Practitioners Standards of Practice

References

  1. Decree of the State Council of the People's Republic of China No.489. State Administration For Industry & Commerce of the People’s Republic of China.
  2. Measures for the Administration of Futures Exchange (2007). Chinalawinfo Co.,Ltd.
  3. Decree of China Securities Regulatory Commission No.43. State Administration For Industry & Commerce of the People’s Republic of China.
  4. Measures for the Administration of Futures Practitioners. Chinalawinfo Co.,Ltd..
  5. Measures for the Post-holding Qualifications of Directors, Supervisors and Senior Managers of Futures Companies. Chinalawinfo Co.,Ltd..