Wallace's responsibilities included leading OCC's compliance program, working with OCC's regulators, advising OCC's board of directors and management team on compliance requirements, and records management.
Prior to joining OCC, he was a partner at Foley & Lardner LLP in Washington, D.C., where his practice focused on representing and advising securities broker-dealers, securities exchanges, and investment advisers and their employees. Previously, he was Vice President and Chief Counsel in FINRA's Market Regulation Department. Additionally, Wallace has served as a Branch Chief and Attorney with the U.S. Securities and Exchange Commission's Division of Enforcement.
Wallace earned his J.D. and A.B. in Political Science from the University of California, Berkeley.
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