Changes

Jump to: navigation, search

Commodity Futures Trading Commission

1 byte added, 12:55, 8 June 2012
The functions of the Division of Clearing and Intermediary Oversight include oversight of derivatives clearing organizations, [[financial integrity]] of registrants, [[customer fund]] protection, [[stock-index]] [[margin]], registration and fitness of [[intermediaries]], sales practice reviews, [[National Futures Association]] activities related to [[intermediaries]], and foreign market access by intermediaries.
'''Division of Market Oversight(DMO)'''
The Division of Market Oversight has regulatory responsibility for initial recognition and continuing oversight of trade execution facilities, including new registered futures exchanges and derivatives [[transaction]] [[execution]] facilities. The regulatory functions of the Division include, among other things, [[market surveillance]], trade practice reviews and investigations, rule enforcement reviews, review of product-related and market-related rule amendments, and associated product and market-related studies.