Thomas P. Lloyd

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Thomas P. Lloyd Occupation General Counsel and Executive Vice President-Legal and Compliance Employer Campbell & Company, Inc. Website www.campbell.com Thomas P. Lloyd is a legal and compliance professional for Campbell & Company, Inc. serving under a variety of titles and roles. Since 2005 he has served Campbell & Company in September 2005 as general counsel and executive vice president of legal and compliance. He was a candidate for the 2013 NFA Board of directors as a CTA/CPO representative. Also, since April 2007, he has overseen Campbell & Company’s fund administration function. Lloyd was appointed secretary of Campbell & Company in October 2011 and as director of the board of directors in November 2012. Other roles he plays include: Secretary, chief compliance officer and assistant treasurer of Campbell & Company Investment Adviser LLC, a wholly-owned subsidiary of Campbell & Company, a registered Commodity Trading Advisor Secretary, chief compliance officer and assistant treasurer of an SEC registered investment adviser (RIA), and The Campbell Multi-Strategy Trust, a registered investment company. Secretary of Campbell & Company International Bahamas Limited, an international business company incorporated in The Bahamas which invests in international investment opportunities. Director, vice President, chief compliance officer and secretary and since November 2012 he was appointed president of Campbell Financial Services, Inc., an SEC- registered broker-dealer and FINRA member. Background Before joining Campbell, Lloyd was a managing director and head of the legal group for Deutsche Bank Alex Brown from 1999 to 2005. Education Lloyd holds a bachelor of arts in economics from the University of Maryland, and a juris doctor from the University of Baltimore School of Law. He is a member of the Bars of the State of Maryland and the United States Supreme Court. John Lothian News Interview Campbell’s Tom Lloyd Talks Managed Futures Mutual Funds and JOBS Act Lloyd spoke with former John Lothian News Editor-at-Large Doug Ashburn about the emergence of managed futures mutual funds as an additional investment choice in the alternatives space, and explained some of the logistics behind setting up such a fund and carrying out the accounting, reporting and marketing functions. He closes with a discussion of the JOBS Act and how possible changes to general solicitation and advertising could affect Campbell’s marketing strategy. References

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