William T. Yates
Before joining TD Ameritrade in 1996, Yates spent nine years with the public accounting firm Arthur Andersen LLP. He has served in various capacities in the securities industry, including roles with the FINRA financial responsibility committee, and more recently, FINRA's midwest district committee.
Yates has a B.S. from the University of Nebraska.
JLN News Feed
Cboe adds real-time trade alerts and data with latest acquisition; Someone Just Made a Big Bullish Options Bet on a Singapore ETF
CME Group Chairman and Chief Executive Officer and Chief Financial Officer to Present at Piper Sandler Global Exchange & FinTech Virtual Conference
[JPXPilot Test of DLT Information Sharing Platform in the Field of Securities Post-Trade - Selection of Use Cases for Verification -]
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