William T. Yates
Before joining TD Ameritrade in 1996, Yates spent nine years with the public accounting firm Arthur Andersen LLP. He has served in various capacities in the securities industry, including roles with the FINRA financial responsibility committee, and more recently, FINRA's midwest district committee.
Yates has a B.S. from the University of Nebraska.
JLN News Feed
Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date October 31, 2019
[JPX,TSE,OSE,JPX-R,JSCCJPX Monthly Headlines - October 2019]
Delisting of Securities of On Track Innovations Ltd, Destination Maternity Corporation, Emmaus Life Sciences, Inc., China Lending Corporation, ChinaCache International Holdings Ltd. and the Warrant of DermTech, Inc. from The Nasdaq Stock Market
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