Difference between revisions of "Eileen T. Flaherty"

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(Background)
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==Background==
 
==Background==
Before joining the Commission, Flaherty served as the global head of compliance and financial crimes prevention and General Counsel for the Americas for [[Newedge]].  
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Before joining the CFTC, Flaherty served as the global head of compliance and financial crimes prevention and General Counsel for the Americas for [[Newedge]].  
 
   
 
   
 
Prior to joining Newedge, Flaherty served as managing director of the [[Global Capital Group]] from 2004-2011.<ref>{{cite web|url=http://www.futuresindustry.org/lc-2011-program.asp?t=L%26C+2011&i=8834&r=One|name=L&C 2011 Program|org=FIA|date=August 25, 2011}}</ref> She previously held  senior legal and compliance positions at several financial services firms including general counsel for [[The DRW Trading Group|DRW Holdings]], [[Fimat]] USA and [[Harris]] Insight Funds, [[Aubrey G. Lanston & Co. Inc.]], as well as [[CME]] and the [[National Futures Association]] (NFA).
 
Prior to joining Newedge, Flaherty served as managing director of the [[Global Capital Group]] from 2004-2011.<ref>{{cite web|url=http://www.futuresindustry.org/lc-2011-program.asp?t=L%26C+2011&i=8834&r=One|name=L&C 2011 Program|org=FIA|date=August 25, 2011}}</ref> She previously held  senior legal and compliance positions at several financial services firms including general counsel for [[The DRW Trading Group|DRW Holdings]], [[Fimat]] USA and [[Harris]] Insight Funds, [[Aubrey G. Lanston & Co. Inc.]], as well as [[CME]] and the [[National Futures Association]] (NFA).
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She served on a [[Futures Industry Association]] (FIA) task force focused on financial integrity recommendations for [[futures]] and [[options]] [[market]]s and market participants on behalf of the CME.<ref>{{cite web|url=http://riskinstitute.ch/140700.htm|name=Task Force Participants|org=Risk Institute|date=August 25, 2011}}</ref> The task force included representatives of major international exchanges and [[clearinghouse]]s, [[broker]]s and intermediaries, and customers from 17 jurisdictions.<ref>{{cite web|url=http://www.futuresindustry.org/barings-global-task-force.asp|name=Global Task Force on Financial Integrity|org=FIA|date=August 25, 2011}}</ref>
 
She served on a [[Futures Industry Association]] (FIA) task force focused on financial integrity recommendations for [[futures]] and [[options]] [[market]]s and market participants on behalf of the CME.<ref>{{cite web|url=http://riskinstitute.ch/140700.htm|name=Task Force Participants|org=Risk Institute|date=August 25, 2011}}</ref> The task force included representatives of major international exchanges and [[clearinghouse]]s, [[broker]]s and intermediaries, and customers from 17 jurisdictions.<ref>{{cite web|url=http://www.futuresindustry.org/barings-global-task-force.asp|name=Global Task Force on Financial Integrity|org=FIA|date=August 25, 2011}}</ref>
  
In 1995, [[Sakura Dellsher Inc.]], a global [[futures commission merchan]]t (FCM) at the time, named Flaherty senior vice president and general counsel and Dominic Conenna controller.<ref>{{cite web|url=http://articles.chicagotribune.com/1995-10-02/business/9510020013_1_hammacher-schlemmer-president-northern-trust-corp|name=People|org=Chicago Tribune|date=August 25, 2011}}</ref>  
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In 1995, [[Sakura Dellsher Inc.]], a global [[futures commission merchan]]t (FCM) at the time, named Flaherty senior vice president and general counsel and Dominic Conenna controller.<ref>{{cite web|url=http://articles.chicagotribune.com/1995-10-02/business/9510020013_1_hammacher-schlemmer-president-northern-trust-corp|name=People|org=Chicago Tribune|date=August 25, 2011}}</ref>
 
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== Education ==
 
== Education ==

Revision as of 13:32, 22 January 2020

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Eileen T. Flaherty
Occupation Director, Swap Dealer and Intermediary Oversight
Employer Commodity Futures Trading Commission
Location Washington, DC

Eileen T. Flaherty is director of the Division of Swap Dealer and Intermediary Oversight at the Commodity Futures Trading Commission.[1] She was named to the position in July 2015 after more than 25 years' experience in the financial services sector.

Flaherty has been a frequent speaker on legal and compliance issues related to exchange-traded derivatives and other financial services, and has written extensively on the topics.[2] She has been an attorney in Illinois since 1983.[3]

Background

Before joining the CFTC, Flaherty served as the global head of compliance and financial crimes prevention and General Counsel for the Americas for Newedge.

Prior to joining Newedge, Flaherty served as managing director of the Global Capital Group from 2004-2011.[4] She previously held senior legal and compliance positions at several financial services firms including general counsel for DRW Holdings, Fimat USA and Harris Insight Funds, Aubrey G. Lanston & Co. Inc., as well as CME and the National Futures Association (NFA).

She served on a Futures Industry Association (FIA) task force focused on financial integrity recommendations for futures and options markets and market participants on behalf of the CME.[5] The task force included representatives of major international exchanges and clearinghouses, brokers and intermediaries, and customers from 17 jurisdictions.[6]

In 1995, Sakura Dellsher Inc., a global futures commission merchant (FCM) at the time, named Flaherty senior vice president and general counsel and Dominic Conenna controller.[7]

Education

Flaherty graduated from Chicago-Kent College of Law with high honors and graduated from Loras College Magna Cum Laude.[8]

References

  1. Electronic Trading Disclosure Reduced to One Page. Futures Industry Magazine.
  2. Electronic Trading Disclosure Reduced to One Page. Futures Industry Magazine.
  3. Eileen Flaherty. Illinois Lawyers.com.
  4. L&C 2011 Program. FIA.
  5. Task Force Participants. Risk Institute.
  6. Global Task Force on Financial Integrity. FIA.
  7. People. Chicago Tribune.
  8. CFTC Chairman Massad Announces the Appointment of Eileen T. Flaherty as Director of the Division of Swap Dealer and Intermediary Oversight. CFTC.