Difference between revisions of "Eileen T. Flaherty"

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{{Infobox Person
 
{{Infobox Person
|employer =  Commodity Futures Trading Commission
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|employer =  The Global Capital Group Ltd.
|job      =  Director, Swap Dealer and Intermediary Oversight
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|job      =  Managing Director
 
|loc      =  Washington, DC
 
|loc      =  Washington, DC
 
|name    =  Eileen T. Flaherty
 
|name    =  Eileen T. Flaherty
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Eileen T. Flaherty is director of the Division of Swap Dealer and Intermediary Oversight at the [[Commodity Futures Trading Commission]].<ref>{{cite web|url=http://www.futuresindustry.org/fi-magazine-home.asp?a=566|name=Electronic Trading Disclosure Reduced to One Page|org=Futures Industry Magazine|date=August 25, 2011}}</ref> She was named to the position in July 2015 after more than 25 years' experience in the financial services sector.
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Eileen T. Flaherty is managing director of The Global Capital Group Ltd., a legal and regulatory consulting firm.
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She was previously director of the Division of Swap Dealer and Intermediary Oversight at the [[Commodity Futures Trading Commission]] from 2015 to 2017.<ref>{{cite web|url=http://www.futuresindustry.org/fi-magazine-home.asp?a=566|name=Electronic Trading Disclosure Reduced to One Page|org=Futures Industry Magazine|date=August 25, 2011}}</ref> She was named to the position in July 2015 after more than 25 years' experience in the financial services sector.
  
 
Flaherty has been a frequent speaker on legal and [[compliance]] issues related to [[exchange-traded derivatives]] and other financial services, and has written extensively on the topics.<ref>{{cite web|url=http://www.futuresindustry.org/fi-magazine-home.asp?a=566|name=Electronic Trading Disclosure Reduced to One Page|org=Futures Industry Magazine|date=August 25, 2011}}</ref> She has been an attorney in Illinois since 1983.<ref>{{cite web|url=http://www.illinoislawyers.com/detail.asp?Profile_ID=129213|name=Eileen Flaherty|org=Illinois Lawyers.com|date=August 25, 2011}}</ref>  
 
Flaherty has been a frequent speaker on legal and [[compliance]] issues related to [[exchange-traded derivatives]] and other financial services, and has written extensively on the topics.<ref>{{cite web|url=http://www.futuresindustry.org/fi-magazine-home.asp?a=566|name=Electronic Trading Disclosure Reduced to One Page|org=Futures Industry Magazine|date=August 25, 2011}}</ref> She has been an attorney in Illinois since 1983.<ref>{{cite web|url=http://www.illinoislawyers.com/detail.asp?Profile_ID=129213|name=Eileen Flaherty|org=Illinois Lawyers.com|date=August 25, 2011}}</ref>  

Revision as of 15:33, 22 January 2020

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Eileen T. Flaherty
Occupation Managing Director
Employer The Global Capital Group Ltd.
Location Washington, DC

Eileen T. Flaherty is managing director of The Global Capital Group Ltd., a legal and regulatory consulting firm.

She was previously director of the Division of Swap Dealer and Intermediary Oversight at the Commodity Futures Trading Commission from 2015 to 2017.[1] She was named to the position in July 2015 after more than 25 years' experience in the financial services sector.

Flaherty has been a frequent speaker on legal and compliance issues related to exchange-traded derivatives and other financial services, and has written extensively on the topics.[2] She has been an attorney in Illinois since 1983.[3]

Background

Before joining the CFTC, Flaherty served as the global head of compliance and financial crimes prevention and General Counsel for the Americas for Newedge.

Prior to joining Newedge, Flaherty served as managing director of the Global Capital Group from 2004-2011.[4] She previously held senior legal and compliance positions at several financial services firms including general counsel for DRW Holdings, Fimat USA and Harris Insight Funds, Aubrey G. Lanston & Co. Inc., as well as CME and the National Futures Association (NFA).

She served on a Futures Industry Association (FIA) task force focused on financial integrity recommendations for futures and options markets and market participants on behalf of the CME.[5] The task force included representatives of major international exchanges and clearinghouses, brokers and intermediaries, and customers from 17 jurisdictions.[6]

In 1995, Sakura Dellsher Inc., a global futures commission merchant (FCM) at the time, named Flaherty senior vice president and general counsel and Dominic Conenna controller.[7]

Education

Flaherty graduated from Chicago-Kent College of Law with high honors and graduated from Loras College Magna Cum Laude.[8]

References

  1. Electronic Trading Disclosure Reduced to One Page. Futures Industry Magazine.
  2. Electronic Trading Disclosure Reduced to One Page. Futures Industry Magazine.
  3. Eileen Flaherty. Illinois Lawyers.com.
  4. L&C 2011 Program. FIA.
  5. Task Force Participants. Risk Institute.
  6. Global Task Force on Financial Integrity. FIA.
  7. People. Chicago Tribune.
  8. CFTC Chairman Massad Announces the Appointment of Eileen T. Flaherty as Director of the Division of Swap Dealer and Intermediary Oversight. CFTC.


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