Difference between revisions of "RPM Financial Markets Group"

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(Created page with "{{Random_adbox}} {{Infobox_Company <!-- Feel free to remove comments like this when you add real info --> | company_name = RPM Financial Markets Group | company_logo = <!--...")
 
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| company_logo =  <!-- use the syntax: [[Image:imgname.jpg]] for this, or leave it blank -->
 
| company_logo =  <!-- use the syntax: [[Image:imgname.jpg]] for this, or leave it blank -->
 
| key_people =    Tom Bakas, managing principal
 
| key_people =    Tom Bakas, managing principal
| foundation =    <!-- Year founded -->
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| foundation =    2012
 
| location =      Chicago
 
| location =      Chicago
 
| employees =      <!-- Approx number of employees -->
 
| employees =      <!-- Approx number of employees -->
| products =      <!-- Quick list of types of things company does or produces -->
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| products =      Regulatory, Compliance and Technical Consulting
 
| twitter =        <!-- Twitter ID for the company, e.g. JohnLothian, or leave blank -->
 
| twitter =        <!-- Twitter ID for the company, e.g. JohnLothian, or leave blank -->
| linkedin =      <!-- LinkedIn ID for the company -->
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| linkedin =      https://www.linkedin.com/company/rpm-financial-markets-group/
 
| stocktwits =    <!-- StockTwits ID for the company, e.g. JohnLothian, or leave blank -->
 
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| facebook =      <!-- Facebook Page -->
 
| facebook =      <!-- Facebook Page -->
| homepage =      <!-- No web site?  Just leave this line blank -->
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| homepage =      http://www.rpmmarkets.com/RPM_Markets_Home_Page.html
| press =          <!-- A link to where press releases can be found, or leave blank to omit -->
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| press =          http://www.rpmmarkets.com/Press_Release.html
 
| blog  =          <!-- Blog site, or leave blank -->
 
| blog  =          <!-- Blog site, or leave blank -->
 
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RPM Financial Markets Group is a Chicago-based consulting firm, focused on enterprise risk, regulatory compliance and operational assurance.   
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RPM Financial Markets Group, founded in 2012, is a Chicago-based consulting firm, focused on enterprise risk management, regulatory compliance and operational assurance.   
  
 
The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, preparing regulatory application documentation for [[Derivatives Clearing Organization]]s and [[Swap Execution Facilities]].<ref>{{cite web|url=http://www.rpmmarkets.com/|name=RPM Financial Markets Group|org=RPM|date=August 13, 2019}}</ref>   
 
The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, preparing regulatory application documentation for [[Derivatives Clearing Organization]]s and [[Swap Execution Facilities]].<ref>{{cite web|url=http://www.rpmmarkets.com/|name=RPM Financial Markets Group|org=RPM|date=August 13, 2019}}</ref>   

Revision as of 08:30, 13 August 2019

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RPM Financial Markets Group
Founded 2012
Headquarters Chicago
Key People Tom Bakas, managing principal
Products Regulatory, Compliance and Technical Consulting
LinkedIn Profile
Website http://www.rpmmarkets.com/RPM_Markets_Home_Page.html
Releases Company News

RPM Financial Markets Group, founded in 2012, is a Chicago-based consulting firm, focused on enterprise risk management, regulatory compliance and operational assurance.

The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, preparing regulatory application documentation for Derivatives Clearing Organizations and Swap Execution Facilities.[1]

Background

RPM is staffed by practitioners with extensive experience in the operation and management of a variety of CFTC registrants, including exchanges, clearinghouses, futures commission merchants (FCMs), retail foreign exchange dealers, introducing brokers (IBs) and commodity trading advisors (CTAs).

The firm has developed organizations and programs to comply with the Dodd-Frank regulatory requirements.

Products and Services

The firm focuses on a variety of regulatory and compliance areas including:

  • Cybersecurity frameworks and Information System Security Programs (ISSPs)
  • Independent third-party risk management reviews of FCMs and swap dealers.
  • Development of risk management programs, regulatory compliance programs for FCMs
  • Developing annual compliance reports
  • Preparing regulatory application documentation for Derivatives Clearing Organization (DCO), Swap Execution Facilities (SEF), FCMs, and CTAs
  • Developing contract markets and central clearing for OTC swaps, OTC FX, retail customer markets, binary options and various commodities
  • Developing technical requirements and validating performance of trading, clearing and back office systems.[2]

Key People


References

  1. RPM Financial Markets Group. RPM.
  2. RPM Financial Markets Group. RPM.