Difference between revisions of "RPM Financial Markets Group"

From MarketsWiki
Jump to: navigation, search
(Key People)
 
(2 intermediate revisions by the same user not shown)
Line 19: Line 19:
 
RPM Financial Markets Group, founded in 2012, is a Chicago-based consulting firm, focused on enterprise risk management, regulatory compliance and operational assurance.   
 
RPM Financial Markets Group, founded in 2012, is a Chicago-based consulting firm, focused on enterprise risk management, regulatory compliance and operational assurance.   
  
The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, preparing regulatory application documentation for [[Derivatives Clearing Organization]]s and [[Swap Execution Facilities]].<ref>{{cite web|url=http://www.rpmmarkets.com/|name=RPM Financial Markets Group|org=RPM|date=August 13, 2019}}</ref>   
+
The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, as well as preparing regulatory application documentation for [[Derivatives Clearing Organization]]s and [[Swap Execution Facilities]].<ref>{{cite web|url=http://www.rpmmarkets.com/|name=RPM Financial Markets Group|org=RPM|date=August 13, 2019}}</ref>   
  
 
== Background==
 
== Background==
Line 31: Line 31:
 
The firm focuses on a variety of regulatory and compliance areas including:
 
The firm focuses on a variety of regulatory and compliance areas including:
 
* Cybersecurity frameworks and Information System Security Programs (ISSPs)
 
* Cybersecurity frameworks and Information System Security Programs (ISSPs)
* Independent third-party risk management reviews of [[FCM]]s and [[swap dealers]].  
+
* Independent third-party risk management reviews of [[FCM]]s and [[swap dealer]]s.  
 
* Development of risk management programs, regulatory compliance programs for FCMs
 
* Development of risk management programs, regulatory compliance programs for FCMs
 
* Developing annual compliance reports
 
* Developing annual compliance reports
Line 40: Line 40:
 
== Key People ==
 
== Key People ==
  
* [[Tom Bakas]], managing principal
+
* [[Thomas Bakas]], managing principal
 
* [[Debra Rabichow]], executive consultant and founding partner  
 
* [[Debra Rabichow]], executive consultant and founding partner  
 
* [[Ian Polakoff]], CPA, founding partner
 
* [[Ian Polakoff]], CPA, founding partner
* [[Charles McElhenie]], executive consultant and founding member  
+
* [[Charles McElhenie]], executive consultant and founding member
 
+
  
 
== References ==
 
== References ==

Latest revision as of 08:36, 13 August 2019

FTSE Russell banner 2016.gif
RPM Financial Markets Group
Founded 2012
Headquarters Chicago
Key People Tom Bakas, managing principal
Products Regulatory, Compliance and Technical Consulting
LinkedIn Profile
Website http://www.rpmmarkets.com/RPM_Markets_Home_Page.html
Releases Company News

RPM Financial Markets Group, founded in 2012, is a Chicago-based consulting firm, focused on enterprise risk management, regulatory compliance and operational assurance.

The firm provides services that cover risk management reviews, and risk and compliance programs, cybersecurity frameworks, as well as preparing regulatory application documentation for Derivatives Clearing Organizations and Swap Execution Facilities.[1]

Background

RPM is staffed by practitioners with extensive experience in the operation and management of a variety of CFTC registrants, including exchanges, clearinghouses, futures commission merchants (FCMs), retail foreign exchange dealers, introducing brokers (IBs) and commodity trading advisors (CTAs).

The firm has developed organizations and programs to comply with the Dodd-Frank regulatory requirements.

Products and Services

The firm focuses on a variety of regulatory and compliance areas including:

  • Cybersecurity frameworks and Information System Security Programs (ISSPs)
  • Independent third-party risk management reviews of FCMs and swap dealers.
  • Development of risk management programs, regulatory compliance programs for FCMs
  • Developing annual compliance reports
  • Preparing regulatory application documentation for Derivatives Clearing Organization (DCO), Swap Execution Facilities (SEF), FCMs, and CTAs
  • Developing contract markets and central clearing for OTC swaps, OTC FX, retail customer markets, binary options and various commodities
  • Developing technical requirements and validating performance of trading, clearing and back office systems.[2]

Key People

References

  1. RPM Financial Markets Group. RPM.
  2. RPM Financial Markets Group. RPM.