Caroline D. Pham

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Caroline D. Pham
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Occupation Commissioner
Employer U.S. Commodity Futures Trading Commission

Caroline Pham was confirmed as a commissioner of the U.S. CFTC in March 2022.[1]

She was previously deputy head of global regulatory affairs at Citi, where she covered issues such as fintech, blockchain and digital assets. She is also a member of the Executive Committee of the Chamber of Digital Commerce. She joined Citi in 2014 to start the Markets Regulatory Implementation team and also led Swap Dealer and Volcker advisory compliance.

Pham is a member of the Business and Finance Law Advisory Council of the George Washington University Law School and a Fellow of the American Bar Foundation. She is a member of the American Bar Association Business Law Section Council, Vice Chair of the Banking Law Committee, and Co-Chair of its Securities, Capital Markets and Derivatives Subcommittee.[2]

Background[edit]

Before joining Citi, Pham practiced law in Washington, DC, most recently serving as special counsel and policy advisor to a CFTC commissioner. She was also a visiting fellow at the George Washington University Center for Law, Economics and Finance. She holds a BA from UCLA and a JD from the George Washington University Law School.

Education[edit]

She holds a BA from UCLA and a JD from the George Washington University Law School.

References[edit]

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