James D. Baer

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James D. Baer
Occupation Managing Member
Employer Uhlmann Price Securities, LLC
Location Chicago, IL USA
Website www.upsecurities.com

Jim Baer is the managing member of Uhlmann Investment Management, LLC, a registered investment advisory firm, and Uhlmann Price Securities, LLC, a FINRA registered broker-dealer.[1]


Baer is a former member of the Chicago Board of Trade where he was an independent floor trader. He began in the futures and securities industry in 1970. Previously he was a securities broker and branch manager with Merrill Lynch.

He has served as an arbitrator with the FINRA, NFA and Chicago Board of Trade. In addition he has been retained as an industry authority and expert witness in arbitrations before the FINRA. He is a past President of Exchange Analytics Inc. and past Chairman of eaLearning LLC which provide ethics training programs and continuing education to registrants in the futures and securities industry.


Baer attended Cornell University and received an engineering degree, B.C.E. in 1965. He Jim Series 3, 4, 7, 24, 27, 53 & 66 licenses with the FINRA.


  1. About Uhlmann Price Securities. Uhlmann Price Securities.