James Knoeck

From MarketsWiki
Jump to navigation Jump to search


float


James Knoeck
Jim Knoeck 2013 1 resized.jpg
Occupation Senior Vice President, Chief Audit Executive
Employer OCC
Location Chicago
Website www.theocc.com

James Knoeck is senior vice president and chief audit executive at OCC[1]. OCC is the world's largest equity derivatives clearing organization and the foundation for secure markets.

Background[edit]

James Knoeck joined OCC in September 2012 as vice president – head of internal audit and led the restructuring of the internal audit department, necessitated by OCC’s designation as a Systemically Important Financial Market Utility (SIFMU). [2]. Before joining OCC, Knoeck served as the Internal Audit Director for the State of Wisconsin Investment Board where he established policies for risk based audit activities. His prior experience also includes managing outside audit consultants in facilitating audit plans and performing operational, market, legal, compliance and financial risk assessments at organizations such as Man Investments, KPMG and the Chicago Mercantile Exchange.

Education[edit]

Knoeck received his Bachelor of Business Administration degree with a double major in Accounting and Finance from the University of Wisconsin - Madison. Additionally, he is a Certified Public Accountant and Chartered Alternative Investment Analyst.

References[edit]


John Lothian News logo1.png

JLN News Feed

Lynn Martin
Lynn Martin has been appointed the next President of the NYSE, succeeding Stacey Cunningham, who will join the NYSE board of directors.

View Page

Goldman Sachs Sees Crypto Options Markets as ‘Next Big Step’ for Institutional Adoption
Observations & Insight Suzanne Cosgrove Accepts New Role, Leaves JLN for PR Agency; Will Become JLN Consultant and Advisory Committee Member Alex Perry Promoted from Intern to Associate Edi...

View Page

Wall Street Wants to Sell a Special Index, Just for You
First Read sears$54,406/$300,000 (18.1%) ++++ Suzanne Cosgrove Accepts New Role, Leaves JLN for PR Agency; Will Become JLN Consultant and Advisory Committee Member Alex Perry Promoted from Intern t...

View Page

Suzanne Cosgrove Accepts New Role, Leaves JLN for PR Agency; Will Become JLN Consultant and Advisory Committee Member
Alex Perry Promoted from Intern to Associate EditorJLN Deputy Managing Editor Suzanne Cosgrove gave her notice to John Lothian News and accepted a position with Purpose Brand, a woman-run, Chicago-...

View Page

We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.