Difference between revisions of "Thomas McManus"

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{{Infobox Person
{{Infobox Person
|employer =  [[Direct Edge]]
|employer =  Direct Edge
|job      =  Chief Compliance and Regulatory Officer
|job      =  Chief Compliance and Regulatory Officer
|loc      =  New Jersey
|loc      =  New Jersey
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|url      =  [http://www.directedge.com www.directedge.com]
|url      =  [http://www.directedge.com directedge.com]
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Thomas McManus is a securities lawyer who currently serves [[Direct Edge]] as chief compliance and regulatory officer.<ref>{{cite web|url=http://www.directedge.com/About/Management.aspx |name=Management |org=Direct Edge |date=February 11, 2013}}</ref> He assumed the position in July of 2011.<ref>{{cite web|url=http://www.directedge.com/About/Announcements/ViewNewsletterDetail.aspx?NewsletterID=411|name=Direct Edge Hires Thomas McManus as Chief Compliance Officer|org=DirectEdge|date=February 11, 2013}}</ref><ref>{{cite web|url=http://investing.businessweek.com/research/stocks/private/person.asp?personId=27442018&privcapId=7683437&previousCapId=7683437&previousTitle=Direct%20Edge,%20Inc.|name=Thomas McManus|org=BusinessWeek|date=February 11, 2013}}</ref>
Thomas McManus is a securities lawyer who currently serves Direct Edge as chief compliance and regulatory officer.  He assumed the position in July of 2011.


== Background ==
== Background ==
Prior to Direct Edge, McManus was head of compliance in the Americas for [[Barclays Capital]], the investment banking division of [[Barclays Bank plc]].  He also served as chief compliance officer of [[Barclays Capital Inc.]] and global head of compliance for Barclays Capital's equities and prime services divisions.  
Prior to [[Direct Edge]], McManus was head of compliance in the Americas for [[Barclays Capital]], the investment banking division of [[Barclays Bank plc]].  He also served as chief compliance officer of [[Barclays Capital Inc.]] and global head of compliance for Barclays Capital's equities and prime services divisions.  


Before joining [[Barclays Capital]] in 2009, McManus was a partner with the law firm of [[Morgan, Lewis and Bockius LLP]] in New York.   
Before joining [[Barclays Capital]] in 2009, McManus was a partner with the law firm of [[Morgan, Lewis and Bockius LLP]] in New York.   


He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley  & Co. Inc.]] for over a decade.  
He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley  & Co. Inc.]] for over a decade.  
Early in his career, McManus was an associate at [[Orrick, Herrington & Sutcliffe LLP]] in New York and prior to that, an attorney with the SEC's Division of Market Regulation, presently known as the Division of Trading and Markets.


McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee.  He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee.
McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee.  He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee.
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== Education ==
== Education ==


McManus holds a juris doctor degree from The American University.  He also holds a bachelor of arts degree in economics from Boston College.  
McManus holds a juris doctor degree from The American University.  He also holds a bachelor of arts degree in economics from Boston College. <ref>{{cite web|url=http://www.linkedin.com/pub/thomas-mcmanus/55/36b/455|name=Thomas McManus|org=LinkedIn|date=February 11, 2013}}</ref>


== References ==
== References ==
<references />
<references />


[[Category:Bios - Executives]]
 
[[Category:Direct Edge]]
[[Category:Direct Edge]]
[[Category:Direct Edge - Employees]]
[[Category:Lawyers]]
[[Category:Lawyers]]
[[Category:Compliance Professionals]]
[[Category:Compliance Professionals]]
[[Category:MarketsWiki Page of the Day]]

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