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Difference between revisions of "Thomas McManus"
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He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley & Co. Inc.]] for over a decade. | He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley & Co. Inc.]] for over a decade. | ||
Early in his career, McManus was an associate at [[Orrick, Herrington & Sutcliffe LLP]] in New York and prior to that, an attorney with the SEC's Division of Market Regulation, presently known as the Division of Trading and Markets. | |||
McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee. He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee. | McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee. He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee. | ||