Difference between revisions of "Thomas McManus"

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He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley  & Co. Inc.]] for over a decade.  
He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with [[Morgan Stanley  & Co. Inc.]] for over a decade.  
Early in his career, McManus was an associate at [[Orrick, Herrington & Sutcliffe LLP]] in New York and prior to that, an attorney with the SEC's Division of Market Regulation, presently known as the Division of Trading and Markets.


McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee.  He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee.
McManus has served on [[FINRA]]'s compliance advisory committee, and as a chairman of FINRA's market regulation committee.  He has also been an active member of [[SIFMA]]/[[SIA]] since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee.

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