Andrew J. Bowden

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Occupation Associate Director, National Investment Adviser/Investment Company Examination Program
Employer SEC Office of Compliance Inspections and Examinations (OCIE)
Website www.sec.gov

Andrew J. Bowden is the head of the SEC's National Investment Adviser/Investment Company Examination Program, effective November 1, 2011.[1][2]

Background[edit]

Bowden is a former senior vice president for the asset management firm Legg Mason. There he worked in the legal/compliance and business divisions, overseeing sales, service, marketing, proxy voting and corporate governance.[3] He began at Legg Mason in 2003 as deputy general counsel, later taking on the roles of COO and general counsel.


From 1987 to 1994, Bowden was a trial attorney at Weinberg and Green, specializing in broker-dealer and general commercial litigation. He was named partner at the firm in 1993.

Education[edit]

  • J.D., Law, University of Pennsylvania Law School (1984 – 1987)
  • Loyola College in Maryland (1983 – 1987)

References[edit]