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  • | company_name = Wells Fargo Securities | company_logo = [[Image:Wells Fargo Securities.png|200px]]
    2 KB (240 words) - 17:20, 6 January 2016
  • File:David Raper Executive General Manager, Trading Services Australian Securities Exchange (ASX).jpg
    David Raper Executive General Manager, Trading Services Australian Securities Exchange (ASX)
    (300 × 200 (24 KB)) - 14:50, 20 March 2019
  • | org_name = Finnish Association of Securities Dealers The Finnish Association of Securities Dealers, FASD, is the co-operation and
    1 KB (144 words) - 14:56, 24 January 2013
  • File:Cliff Richards Executive General Manager, Equity Post-Trade Services Australian Securities Exchange (ASX).jpg
    ...Richards Executive General Manager, Equity Post-Trade Services Australian Securities Exchange (ASX)
    (300 × 200 (24 KB)) - 14:50, 20 March 2019
  • | company_name = China Securities Depository and Clearing Corporation ...jing, the SD&C also has two branches in Shanghai and Shenzhen. The [[China Securities Regulatory Commission]] is the competent authority of the SD&C.
    2 KB (291 words) - 17:11, 25 October 2011
  • | company_name = BNP Paribas Securities Services BNP Paribas Securities Services is a provider of securities services and investment operations solutions to issuers, financial institutions and
    1 KB (204 words) - 17:27, 24 October 2011
  • ...such as [[Goldman Sachs]] and [[Morgan Stanley]], provide prime brokerage services.
    451 bytes (58 words) - 18:00, 2 August 2019
  • File:Max Cunningham Executive General Manager, Issuer Services and Investment Products of Australian Securities Exchange (ASX).jpg
    ...ive General Manager, Issuer Services and Investment Products of Australian Securities Exchange (ASX)
    (300 × 200 (24 KB)) - 14:46, 20 March 2019
  • | company_name = JPMorgan First Capital Securities Co | products = Securities Venture
    2 KB (270 words) - 09:48, 15 February 2013
  • ...ue annually by providing wholesale transaction, investment and information services around the globe. ...he word, and Worldwide Securities Services, a leading global custodian and securities processors.
    1 KB (154 words) - 19:10, 16 March 2015
  • | company_name = Icap Securities USA ...nd [[spread]]s.<ref>{{cite web|url=http://www.lme.co.uk/6788.asp|name=ICAP Securities Ltd.|org=ICAP|date=October 27, 2009}}</ref>
    2 KB (269 words) - 08:28, 28 July 2016
  • ...gory groups the people, products and services related to the International Securities Exchange.
    33 members (0 subcategories, 0 files) - 20:14, 23 January 2008
  • | company_name = Mizuho Securities USA, Inc. Mizuho Securities USA Inc. is the U.S. broker-dealer subsidiary of Mizuho Securities Co., Ltd.
    2 KB (254 words) - 20:09, 3 September 2019
  • | company_name = Penson Financial Services Limited ....pensonuk.com/|name=Penson Financial Services Limited|org=Penson Financial Services Limited|date=January 13, 2009}}</ref>
    2 KB (240 words) - 16:36, 16 August 2011
  • | company_name = Malaysian Securities Commission ...nctions, the SC is obliged to encourage and promote the development of the securities and futures markets in Malaysia. It is responsible for protecting the inter
    2 KB (236 words) - 14:24, 9 July 2013
  • | org_name = The Swedish Securities Dealers Association ...et]]s integrity and efficiency as well as high confidence in the Swedish [[securities]] markets.
    2 KB (220 words) - 08:30, 28 July 2016
  • | company_name = The Securities Commission of the Bahamas ...url=http://www.scb.gov.bs/pdf/report2002web.pdf|name=Annual Report|org=The Securities Commission of the Bahamas|date=March 28, 2008}} </ref> is the agency respon
    2 KB (218 words) - 15:34, 21 December 2011
  • |employer = International Securities Exchange ...consulting services in business development and strategy to the financial services industry.
    1 KB (176 words) - 19:43, 15 May 2019
  • | company_name = E*TRADE Securities LLC E*TRADE Securities LLC is a registered [[broker-dealer]] providing brokerage services and security-underwriting. <ref>{{cite web|url=http://www.sec.gov/divisions
    2 KB (218 words) - 08:14, 27 July 2016
  • | products = Operator of [[Australian Securities Exchange]] ASX Ltd. runs Australia's largest [[stock exchange]], the [[Australian Securities Exchange]].
    2 KB (218 words) - 08:12, 28 July 2016
  • | org_name = Securities and Exchange Commission Historical Society ...urities and Exchange Commission Historical Society is independent of the [[Securities and Exchange Commission]]. It does not get government funding. <ref> {{ci
    900 bytes (112 words) - 11:55, 6 February 2012
  • | org_name = National Securities Depository Limited The National Securities Depository Limited (NSDL) was first and largest depository in India. It was
    1 KB (155 words) - 09:43, 28 July 2016
  • | company_name = TD Securities | company_logo = [[Image:TD Securities Logo.gif]]
    2 KB (289 words) - 08:21, 28 July 2016
  • | company_name = Dubai Financial Services Authority | company_logo = [[Image:Dubai Financial Services Authority Logo.jpg{{!}}125px]]
    2 KB (249 words) - 08:01, 29 October 2012
  • | company_name = Securities Industry News ...operations, technology, processing services, and compliance in the global securities and [[financial markets]].
    1 KB (161 words) - 17:36, 11 April 2019
  • | company_name = Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. is the investment banking and securities arm of [[Deutsche Bank]] AG in the United States.
    1 KB (151 words) - 16:19, 29 September 2011
  • | products = Parent broker-dealer of Ballista Securities Ballista Holdings is the parent [[broker-dealer]] of [[Ballista Securities]]. It was created in early 2007.
    2 KB (223 words) - 08:14, 28 July 2016
  • | company_name = Japan Securities Clearing Corporation ...es Clearing Corporation (JSCC) was established in 2002 to provide clearing services for the country's five equities exchanges. It started clearing derivatives
    2 KB (294 words) - 20:59, 15 May 2019
  • | products=Supervision of banking, financial services, insurance and securities markets ...al Supervisory Authority. BaFin is a member of the [[Committee of European Securities Regulators]]. [[Jochen Sanio]] serves as BaFin's representative on the Comm
    2 KB (305 words) - 15:32, 22 February 2017
  • | company_name = Striker Securities, Inc. | linkedin = striker-securities
    3 KB (385 words) - 13:48, 21 August 2020
  • ...erged with the [[Securities Industry Association]] in 2005 to become the [[Securities Industry and Financial Markets Association]] (SIFMA). ...to expand and perfect markets, foster the development of new products and services, and create efficiencies for member firms, while preserving and enhancing t
    2 KB (224 words) - 20:41, 29 July 2011
  • | company_name = Avatar Securities, LLC ...companies/235269/Avatar+Securities%2C+LLC?trk=pro_other_cmpy|name = Avatar Securities|org = LinkedIn|date = December 23, 2009}}</ref>
    2 KB (303 words) - 21:17, 20 August 2018
  • ...by making book-entry changes to ownership of securities. The DTC provides securities movements for [[NSCC]]'s net settlements, and [[settlement]] for institutio ...te web|url=http://www.dtcc.com/products/index.php?id=dtc|name=Products and Services|org=DTCC|date=July 24, 2012}}</ref>
    3 KB (439 words) - 15:28, 7 January 2019
  • ...Comissao de Valores Mobiliarios|date=March 28, 2008}} </ref> the Brazilian Securities and Exchange Commission, is an independent government entity linked to the == Products and Services ==
    2 KB (299 words) - 15:52, 26 October 2011
  • | company_name = Amherst Securities Group LP ...r]] and [[market maker]] in [[mortgage-backed securities]] (MBS), [[agency securities]] and select [[fixed-income]] [[investment]]s.
    2 KB (245 words) - 08:12, 28 July 2016
  • |employer = Colorado Division of Securities |job = Securities Commissioner
    2 KB (240 words) - 14:40, 12 August 2011
  • ....com/what-is-cloud-computing/|name=What is Cloud Computing?|org=Amazon Web Services|date=June 7, 2019}}</ref> ...com/reports/19_74/-23612-1.html|name=STEP ONE: The 70 Percent Solution|org=Securities Industry News|date=September 15, 2009}}</ref>
    943 bytes (132 words) - 22:03, 23 January 2020
  • | company_name = Tague Securities ...html|name=Van der Moolen to Acquire 80% Interest in US OptionsTrader Tague Securities Corporation|org=All Business|date=January 29, 2010}}</ref>
    2 KB (268 words) - 18:07, 6 February 2012
  • ...me services [[trading]] with global responsibility for the Credit Suisse [[securities]] [[lending]] and [[swaps]] [[platform]]s. ...erved as a panelist in the [[U.S. Securities and Exchange Commission]]'s [[Securities Lending and Short Sale Roundtable]].
    1 KB (216 words) - 17:50, 6 February 2012
  • ...er]], CEO [[Mayiz Habbal]], Managing Director and Senior Vice President of Securities & Investments [[Neil Katkov]], Senior Vice President of Asia Research group ...vices industry. The firm provides research and consulting on the financial services industry for its clients. The company was founded in 1999 and is based in B
    3 KB (336 words) - 09:22, 18 July 2017
  • | company_name = China Securities Index Co., Ltd. China Securities Index Co., Ltd. (CSI) is a joint-venture between the [[Shanghai Stock Excha
    2 KB (350 words) - 18:43, 3 September 2013
  • | company_name = Penson Financial Services Canada Inc. | products = Provider of securities services outsourcing
    4 KB (509 words) - 20:22, 30 December 2013
  • | company_name = Uhlmann Price Securities, LLC | products = securities, alternative investments
    2 KB (271 words) - 08:14, 28 July 2016
  • ...cial markets and provide assistance to consumers of financial products and services. ...itutions (other than banks) and the distribution of financial products and services.
    2 KB (344 words) - 16:44, 4 February 2014
  • |org_name = Securities Investors Association The Securities Investors Association (SIAS) is the largest organized [[investor]] lobby gr
    2 KB (305 words) - 15:42, 31 July 2012
  • | company_name = Beijing Gao Hua Securities Company Limited ...an Sachs]] launched a joint venture in 2005 called [[Goldman Sachs Gao Hua Securities Limited]]. <ref> {{cite web|url = http://www2.goldmansachs.com/our-firm/pre
    1 KB (177 words) - 21:17, 24 October 2011
  • | company_name = Securities Industry Automation Corporation ...Securities Industry Automation Corporation was formed to provide technical services for the exchanges themselves, members and other financial institutions. In
    796 bytes (104 words) - 18:17, 3 September 2013
  • |employer = International Securities Exchange Amit Muni is the principal accounting officer of [[International Securities Exchange]] (ISE) and [[ISE Holdings]].
    1 KB (153 words) - 19:36, 15 May 2019
  • |org_name = US Securities Markets Coalition ...com/profiles/companies/0815583D:US-us-securities-markets-coalition|name=US Securities Markets Coalition Profile|org=Bloomberg|date=May 1, 2019}}</ref>
    3 KB (395 words) - 20:13, 1 May 2019
  • | company_name = Banc of America Securities ...nk of America]]. The firm provides both institutional and retail brokerage services. It also is registered as a [[futures commission merchant]].
    2 KB (235 words) - 17:57, 3 January 2013
  • | company_name = InterCapital Securities InterCapital Securities is an investment brokerage house located in Croatia. It is the first Croat
    1 KB (152 words) - 18:45, 29 August 2011
  • | company_name = Finnish Financial Services Authority ...g/About_us/Operations/Act_on_the_FSA/ |name=About Us|org=Finnish Financial Services Authority|date=January 15, 2008}}</ref> ensures financial stability and mai
    2 KB (262 words) - 21:32, 15 August 2011
  • ...aim is to reduce [[cost]]s of post-[[trade]] processing of cross-border [[securities]] [[trading]] in Europe.<ref>{{cite web|url=http://www.reuters.com/article/ ...ment]]s below 10 million [[euro]]s. [[Strate Ltd]], South Africa's central securities depository (CSD), became the first non-European member of Link Up Market.
    2 KB (323 words) - 09:43, 28 July 2016
  • | products = futures and securities clearing services ...arted in Amsterdam, the company has grown into a leading global securities services provider. Operating for many years under the “Mees Pierson” and “Fort
    3 KB (377 words) - 13:26, 24 August 2017
  • ...ity tokens from the [[U.S. Securities and Exchange Commission]]'s rules on securities issuance and trading. Some regulators have taken the position that a utilit ...e a user to utilize a digital service. Without them, a user cannot pay for services that are available only through the Ethereum platform.<ref>{{cite web|url=h
    2 KB (272 words) - 18:46, 17 February 2021
  • | products = Securities Trading Venue ...xt]] opened in London. Complementary to the other NYSE Euronext European [[securities]] [[market]]s in Paris, Amsterdam, Brussels and Lisbon, NYSE Euronext Londo
    2 KB (278 words) - 09:41, 28 July 2016
  • Quadriserv, founded in 2001, is a provider of products and services to the [[securities]] lending industry. ...http://www.tradersmagazine.com/issues/20_276/100221-1.html|name = Boosting Securities Lending at Quadriserv|org = Traders Magazine|date = October 6, 2010}}</ref>
    3 KB (356 words) - 17:43, 11 April 2019
  • | company_name = Australian Securities and Investments Commission | products = Corporate, markets and financial services regulator
    4 KB (580 words) - 18:47, 14 May 2021
  • |employer = Six Securities Systems ...ory affairs for [[SIX Securities Services]], the post-trading arm of the [[SIX Group]]. He joined the firm in Zurich in October of 2010.<ref>{{cite web|ur
    2 KB (237 words) - 08:11, 28 July 2016
  • ...is a member of customer processing and services, and is responsible for [[securities]] [[lending]] operations and global [[clearance]] and [[settlement]]s. ...of the [[Securities Industry and Financial Markets Association]]’s (SIFMA) securities lending division and is an active participant in numerous industry task for
    2 KB (242 words) - 08:37, 29 December 2016
  • ...s/cdkp.htm|name=African Stock Exchanges Association|org=MBendi Information Services|date=September 1, 2009}}</ref> The ASEA was incorporated in 1993 in the Rep == Products and Services ==
    3 KB (376 words) - 22:38, 6 January 2014
  • ...nuary 28, 2008}} </ref> is responsible for the regulation of all financial services firms in Ireland and for protecting the consumers of those firms. ...ancial Regulator is a distinct component of the [[Central Bank & Financial Services Authority of Ireland]], with clearly defined regulatory responsibilities. T
    2 KB (304 words) - 16:36, 29 September 2011
  • | company_name = Rosenblatt Securities | products = Institutional investment, trade execution services
    4 KB (486 words) - 20:21, 21 August 2015
  • ...financial [[futures trading]], bond fiduciary and registration, [[trust]], securities investment trust and [[insurance]] [[over-the-counter]] (OTC) sales. The leasing segment mainly offers leasing services through Sumitomo Mitsui Finance & Leasing Company Limited and Sumitomo Mits
    2 KB (278 words) - 15:23, 27 June 2014
  • ...[[RTS Group]] which also includes the central counterparty, the settlement securities depository and the settlement house for rubles and foreign currencies. Key The RTS Index has become a benchmark for the Russian securities industry and is based on the exchange's five most liquid and capitalized sh
    2 KB (227 words) - 21:04, 15 August 2011
  • | products = Commodities and government securities firm ...he now bankrupt parent company of Chicago-based commodities and government securities firm [[Stotler & Co.]] and of [[Stotler Financial Corp.]], the owner of Des
    2 KB (299 words) - 10:51, 6 January 2012
  • | company_name = Cyprus Securities and Exchange Commission ...eb |url=http://www.cysec.gov.cy/default_en.aspx |name=Web site |org=Cyprus Securities and Exchange Commission |date=January 14, 2008}}</ref> oversees the financi
    3 KB (361 words) - 17:12, 11 April 2019
  • ...-switch-30885-1.html|name=Penson Co-Founder Steps Down, Other Steps Up|org=Securities Monitor|date=October 23, 2012}}</ref> ...es Inc.]] with [[Daniel Son]] in 1995. He has 20 years experience in the [[securities]] industry, primarily with correspondent [[clearing]] firms based in Texas.
    1 KB (187 words) - 01:00, 7 January 2014
  • | company_name = SIX Group | company_logo = [[Image:Logo six group.gif]]
    5 KB (650 words) - 16:19, 1 April 2022
  • ...nd sold in a regulated environment, and to the company that provides those services. Options are traded on securities exchange and futures exchanges.
    333 bytes (45 words) - 17:34, 11 April 2019
  • |employer = Penson Financial Services Canada Inc. ...istration/registrants/sec_g.php|name=Registered Individuals G|org=Manitoba Securities Commission|date=April 4, 2009}}</ref>
    2 KB (228 words) - 08:50, 26 October 2011
  • | products = Brokerage Service: Futures and Securities ...Corporation]] (SIPC). They also hold industry related memberships in the [[Securities Industry and Financial Markets Association]] (SIFMA)<ref> {{cite web|url =
    3 KB (345 words) - 09:35, 28 July 2016
  • ...tion]]. Trading on Chi-X Japan will at first be confined to a few selected securities but will eventually widen to include all [[Nikkei 225]] Index stocks. == Products and Services ==
    2 KB (325 words) - 17:37, 25 October 2011
  • {{Infobox_Company | company_name = J.P. Morgan Securities LLC | products = Futures, securities and options execution, research, clearing
    5 KB (648 words) - 17:56, 3 January 2013
  • | company_name = Ontario Securities Commission ...www.osc.gov.on.ca/About/WhatWeDo/wwd_index.jsp|name=What We Do|org=Ontario Securities Commission|date=March 28, 2008}}</ref>
    3 KB (461 words) - 15:58, 29 September 2011
  • |employer = Dubai Financial Services Authority ...FSA is an independent regulator created to oversee financial and ancillary services conducted from the [[Dubai International Financial Centre]], and also regul
    2 KB (252 words) - 23:33, 6 January 2014
  • Price Holdings, Inc., is an employee-owned financial services company that is headquartered in the [[Chicago Board of Trade Building]]. ...INRA]] registered [[broker-dealer]] and investment advisor [[Uhlmann Price Securities, LLC]].
    3 KB (412 words) - 09:04, 28 July 2016
  • ...ust]] and the [[bank]]ing needs of the financial services, government, and securities industries. ...uroclear Clearance System Plc]] and is a member of a number of banking and securities industry associations.
    2 KB (324 words) - 17:08, 6 February 2012
  • | org_name = South Asian Securities Regulators' Forum ...ian Federation of Exchanges]] (SAFE) in 2005 to facilitate more integrated securities investment between its members. SASRF members continue discussing market re
    3 KB (395 words) - 20:48, 15 May 2019
  • | org_name = Securities Industry Institute | products = Leadership/management program for securities professionals
    2 KB (230 words) - 15:12, 27 January 2014
  • |org_name = Options Regulatory Services Authority ....cboe.com/AboutCboe/legal/departments/orsareg.aspx|name=Options Regulatory Services Authority|org=CBOE|date=December 23, 2014}}</ref>
    2 KB (310 words) - 23:02, 23 December 2014
  • |employer = Uhlmann Price Securities ....upsecurities.com/about/members_akonn.htm|name=Alan Konn|org=Uhlmann Price Securities|date=March 19, 2008}}</ref>
    2 KB (287 words) - 16:59, 13 January 2015
  • ...he parent of LaBranche & Co. LLC, one of the largest specialists in equity securities listed on the [[New York Stock Exchange]] and [[American Stock Exchange]]. ...makers are liquidity providers, bringing capital and critical expertise to securities markets.
    2 KB (255 words) - 20:34, 2 January 2014
  • ...ons, Member Services, Collateral Services, and the Technical Certification Services business units.<ref>{{cite web|url=https://www.theocc.com/about/corporate-i ...estor services. He joined OCC in 1999 as director of internet and investor services.
    2 KB (363 words) - 15:07, 16 June 2022
  • |employer = Southwest Securities, Inc. ...rokerage]], [[investment banking]], commercial banking and other financial services to individual, corporate and public clients.
    2 KB (327 words) - 16:20, 6 January 2014
  • |employer = Dubai Financial Services Authority Ian Johnston is the chief executive of the [[Dubai Financial Services Authority]].
    2 KB (243 words) - 09:48, 15 February 2013
  • ...xemptions for Security-Based Swaps Issued by Certain Clearing Agencies|org=Securities and Exchange Commission|date=April 5, 2012}}</ref> For more information, se
    1 KB (210 words) - 11:49, 5 April 2012
  • ...ance industry. In 2009, he was inducted into Global Custodian’s Securities Services Hall of Fame.<ref>{{cite web|url=http://www.quadriserv.com/au_management_ce ...ible for all borrowing and lending of domestic and international corporate securities for the firm, the firm’s clients and correspondent customers.
    2 KB (335 words) - 12:11, 3 May 2017
  • ...C) is established, with the agreement of the State Council, by the [[China Securities Regulatory Commission]], as a non-profit corporation registered with the St == Services ==
    2 KB (275 words) - 13:08, 3 December 2012
  • |employer = Penson Financial Services Ltd. <!-- Where the person works, or leave blank --> |job = Head of International Securities Lending <!-- Person's occupation, type of work, NOT their company, or leave
    2 KB (269 words) - 14:56, 22 April 2013
  • ...model and will clear all trades executed on it using Strate as its central securities depository. ...en approved as brokers, and Nedbank Securities, SBG Securities and Sinayo Securities have applied and plan to follow shortly.<ref>{{cite web|url=http://africabu
    3 KB (499 words) - 07:20, 9 October 2017
  • ...was technology infrastructure and development officer for [[International Securities Exchange|ISE]].<ref>{{cite web|url=https://www.linkedin.com/in/robertjcorni ...Financial Services Information and Analysis Center (FS-ISAC) and Financial Services Sector Coordinating Council (FSSCC).
    3 KB (361 words) - 19:35, 15 May 2019
  • ...s provides a variety of post-trade services, such as issuance, settlement, securities financing and general custodian banking.<ref>{{cite web|url=http://www.ft.c ...eign Securities Depository, and Deutscher Kassenverein, the German Central Securities Depository, until 1996, when those entities merged.<ref>{{cite web|url=http
    3 KB (388 words) - 15:36, 30 August 2017
  • *'''German Government Bonds''': Debt securities issued by the Federal Republic of Germany (Bund, Bobl and Schatz issues) wi ...livery into Eurex Fixed Income Futures plus selected, non-deliverable debt securities.
    6 KB (812 words) - 07:31, 9 November 2017
  • | company_name = European Securities and Markets Authority | products = Securities market regulation
    3 KB (479 words) - 15:38, 22 February 2017
  • | products = Regulation of securities ...rvices Authority.]] The agency, set to launch by the end of 2012, oversees securities firms and how their conduct with customers and counterparties.<ref>{{cite w
    1 KB (208 words) - 21:13, 7 November 2011
  • | company_name = TradeStation Securities ...y of [[TradeStation Group Inc.]], which was acquired by Japanese financial services giant [[Monex]] in June 2011.<ref>{{cite web|url=https://www.nbcnews.com/id
    3 KB (415 words) - 16:05, 13 July 2021
  • ...ies Regulatory Commission on March 28, 2007, promulgated as Order of China Securities Regulatory Commission No.42 on April 9, 2007, and took effect on April 15, ...te web|url=http://202.108.90.68/nd/070429095220-0.htm|name=Decree of China Securities Regulatory Commission No.43|org=State Administration For Industry & Commerc
    4 KB (525 words) - 17:41, 22 August 2011
  • | company_name = Daiwa Securities America Inc. ...ties America Inc. was formed in 1964 as a wholly owned subsidiary of Daiwa Securities Co. Ltd. It began its business focusing mainly on the sales of Japanese equ
    4 KB (561 words) - 11:46, 6 January 2012
  • | products = Research and financial advisory services <!-- Quick list of types of things company does or produces --> ...g and payments, securities and investments, and insurance. Its consulting services include new market entry study, market sizing study, vendor evaluations, on
    3 KB (403 words) - 18:13, 30 July 2014

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