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  • ...advisor at [[Apex Clearing]]. Brenner has spent more than 30 years in the securities industry. ...resident of U.S. Operations of Belzberg’s Electronic Brokerage Systems|org=Securities Industry News|date=January 8, 2010}}</ref> He was previously the managing d
    2 KB (332 words) - 21:40, 27 February 2015
  • |employer = Wall Street Systems ...capacity of advisor and co-investor during the acquisition of Wall Street Systems by US [[private equity]] house [[Warburg Pincus]] in January 2006.<ref>{{ci
    3 KB (411 words) - 16:17, 6 January 2014
  • ...e a device used in denying or providing access to IT or telecommunications systems. ...to Section 21(a) of the Securities Exchange Act of 1934: The DAO|org=U.S. Securities and Exchange Commission|date=July 11, 2018}}</ref> Security tokens were ori
    3 KB (462 words) - 18:46, 24 November 2020
  • .../www.sec.gov/divisions/marketreg/mrecn.shtml|name=ECNs/Alternative Trading Systems|org=www.sec.gov|date=May 22, 2008}}</ref> ...mselves, to a degree; ECNs are regulated both by the SEC and by a national securities association (to which any registered [[broker-dealer]] is required to belon
    1 KB (206 words) - 11:21, 6 March 2017
  • | company_name = Ontario Securities Commission ...www.osc.gov.on.ca/About/WhatWeDo/wwd_index.jsp|name=What We Do|org=Ontario Securities Commission|date=March 28, 2008}}</ref>
    3 KB (461 words) - 15:58, 29 September 2011
  • ...technology. They provide [[direct market access]] and customized trading systems to day traders, trading groups, institutions and hedge funds. <ref> {{cite Assent LLC was formerly known as Prescient Securities, LLC.
    2 KB (270 words) - 21:57, 7 January 2014
  • ...ted the first widely-deployed standardized [[trader workstations]] for the securities industry, resulting in the Micrognosis trader workstation. Prior to Systems Strategies, he served as manager of Software Development for commercial pro
    2 KB (247 words) - 16:17, 12 February 2015
  • [[RTS Realtime Systems Group]] provides [[RTS Connectivity| Connectivity]] to the following exchan *OSE [[Osaka Securities Exchange]]
    1 KB (96 words) - 16:22, 4 August 2011
  • | company_name = Aritas Securities | foundation = 1999 (as Pipeline Trading Systems LLC)
    5 KB (698 words) - 18:17, 11 February 2014
  • In 2011, Ballista Securities was acquired by the [[InterContinentalExchange]].<ref>{{cite web|url=http:/ [[Category:Trading Systems]]
    895 bytes (109 words) - 17:38, 24 October 2011
  • John Ryan was the technology architecture officer of [[International Securities Exchange]] (ISE), LLC. he left ISE in 2008. Ryan joined ISE in 2001 and has 20+ years of systems development experience. Before joining the ISE, Ryan was vice president of
    2 KB (224 words) - 19:37, 15 May 2019
  • | company_name = Rival Systems | linkedin = rival-systems
    9 KB (1,153 words) - 21:04, 28 June 2022
  • ...ssing, regulatory reporting, execution, portfolio management and modelling systems and provision of compliance information. <ref>{{cite web|url=http://www.pen ..., the Chicago Board Options Exchange (CBOE), OneChicago, the International Securities Exchange (ISE), the NYSE Arca Exchange, the Options Clearing Corp (OCC), th
    2 KB (240 words) - 16:36, 16 August 2011
  • ...formerly Alpha Trading Systems, is a Canadian-based [[Alternative Trading Systems|Alternative Trading System]] (ATS) that was acquired in 2012 by the [[Maple Alpha Trading Systems was launched in the fall of 2008<ref>{{cite web|url=http://www.reuters.com/
    4 KB (500 words) - 17:12, 11 April 2019
  • ...ading, clearing, settlement and custody; financial information and payment systems | homepage= [http://www.six-group.com/index_en.html www.six-group.com]
    2 KB (232 words) - 15:42, 22 February 2017
  • ...ed and investigates suspected cases of insider information abuse and other securities market crimes. ...nder the European System of Central Banks, and the [[Committee of European Securities Regulators]] (CESR).
    2 KB (262 words) - 21:32, 15 August 2011
  • ...re he served as a strategic IT advisor, and built/deployed bespoke trading systems for international financial institutions. ...rities]]. Before this he was a managing consultant and developer at [[TCAM Systems]], where he developed one of the first [[electronic trading system]]s with
    3 KB (405 words) - 08:10, 28 July 2016
  • | company_name = International Organization of Securities Commissions ...considered the world's most important international cooperative forum for securities regulatory agencies. IOSCO members regulate more than 100 jurisdictions.
    6 KB (854 words) - 19:29, 31 August 2018
  • |employer = Six Securities Systems ...ory affairs for [[SIX Securities Services]], the post-trading arm of the [[SIX Group]]. He joined the firm in Zurich in October of 2010.<ref>{{cite web|ur
    2 KB (237 words) - 08:11, 28 July 2016
  • |employer = Emirates Securities and Commodities Authority ...United Arab Emirates. She also serves as the chairperson of the [[Emirates Securities and Commodities Authority]].
    2 KB (225 words) - 19:14, 8 January 2014
  • |employer = Eventus Systems David Mitchell is regional sales manager at [[Eventus Systems]]. He joined the company in that role in February 2020.
    3 KB (406 words) - 18:31, 19 February 2020
  • Quadriserv, founded in 2001, is a provider of products and services to the [[securities]] lending industry. ...http://www.tradersmagazine.com/issues/20_276/100221-1.html|name = Boosting Securities Lending at Quadriserv|org = Traders Magazine|date = October 6, 2010}}</ref>
    3 KB (356 words) - 17:43, 11 April 2019
  • ...ust]] and the [[bank]]ing needs of the financial services, government, and securities industries. ...uroclear Clearance System Plc]] and is a member of a number of banking and securities industry associations.
    2 KB (324 words) - 17:08, 6 February 2012
  • ...ities market intelligence to financial professionals. The company says its systems architecture combines proprietary software, ultra-low latency market data a The Trade Alert tools are designed to supplement in-house systems, complement existing market information platforms, and fill a need for sale
    3 KB (447 words) - 16:14, 25 December 2020
  • |employer = Eventus Systems Travis Schwab is the CEO of [[Eventus Systems]], Inc. He joined the company in that role in March of 2015.
    3 KB (362 words) - 15:50, 5 August 2020
  • ...m [[Wedbush Futures]]. He also serves on the board of directors of Wedbush Securities. Signorelli founded Cactus Trading Systems in 2009 and served as its CEO until it was acquired by [[Lime Brokerage]],
    3 KB (367 words) - 22:16, 5 July 2018
  • ...rved as chairman and chief executive officer of First Financial Government Securities, a [[broker-dealer]] and [[introducing broker]] specializing in credit risk ...ed partnerships and developed the company’s 35-office international branch systems.
    2 KB (237 words) - 00:59, 7 January 2014
  • |employer = Wells Fargo Securities ...of enterprise counterparty risk and FCM risk management for [[Wells Fargo Securities]].
    2 KB (233 words) - 18:02, 10 June 2019
  • ...industry's first order management, compliance and electronic order routing systems for asset managers. Merrin Financial was sold to ADP in 1996. [[Category:Liquidnet Securities]]
    2 KB (311 words) - 01:01, 7 January 2014
  • ...the executive chairman of [[Aritas Securities]], formerly Pipeline Trading Systems. He was named to that position in November of 2011. [[Category:Aritas Securities]]
    2 KB (277 words) - 17:11, 25 January 2016
  • | company_name = Abu Dhabi Securities Exchange (ADX) ...s (UAE) [[exchange]] [[Dubai Financial Market]] (DFM) for Middle-Eastern [[securities]] trading [[volume]]. It has agreed to cooperate on developments with [[NYS
    4 KB (613 words) - 08:21, 6 June 2018
  • ...ures_-_CPSS/IOSCO,_April_2012 CPSS/IOSCO Report on Payment and Settlement Systems, April 2012]</div> ...itle VIII of the [[Dodd-Frank Act]], that [[clear]] and settle payments, [[securities]], or other financial transactions between financial institutions. They are
    2 KB (258 words) - 13:25, 2 August 2012
  • ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref> ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref>
    2 KB (289 words) - 15:49, 26 October 2011
  • | company_name = Equiduct Systems Ltd. ...electronic trading platform that was formerly majority owned by [[Citadel Securities]]. It is operated under the regulatory structure of the [[Berlin Stock Exch
    5 KB (650 words) - 16:02, 18 March 2015
  • ...ng OptionMetrics, Siverson spent more than 13 years at the [[International Securities Exchange]] (ISE).<ref>{{cite web|url=http://www.automatedtrader.net/news/at ...at the ISE, including director of systems and product strategy for trading systems, which included development of the exchange's PrecISE trader workstation. H
    2 KB (336 words) - 23:10, 25 January 2016
  • ...ssues [[government securities]]. It also has oversight over the banking, [[securities]], [[futures]] and insurance industries and is responsible for the developm ...under the wing of the MAS. The regulatory functions under the [[Singapore Securities Industry Act]] (1973) were transferred to MAS in September 1984.
    3 KB (408 words) - 20:43, 18 August 2011
  • ...arvard.edu/programs/pifs/|name=News|org=Program on International Financial Systems|date=April 19, 2008}} </ref> is chairman of the [[Comisión Nacional Bancar ...ral Mortgage Society (SHF). Before joining SHF, he was director-general of Securities and Insurance Markets and director of Domestic Debt Management for the Mini
    1 KB (216 words) - 19:14, 8 January 2014
  • ...Pavalow served as the head of business operations & legal at Alpha Trading Systems Limited and served as its head of business operations & regulatory matters.
    2 KB (312 words) - 22:28, 10 February 2014
  • ...ulations in Arab countries and adopt technologies for trading and clearing systems. *[[Abu Dhabi Securities Exchange]] (ADX)
    3 KB (460 words) - 01:18, 29 March 2022
  • | products = OTC securities ...ecurities]]. The GTSM forged links with two neighboring south-east Asian [[securities]] exchanges in 2009-10 to distribute Taiwanese investments around the regio
    5 KB (717 words) - 21:19, 27 September 2019
  • ...areness are the investor's first line of defense against fraud, the [[U.S. Securities and Exchange Commission]], the [[Commodity Futures Trading Commission]], th ...vention/fraudadvisories/fraudadv_tradingsystem.html|name=Commodity Trading Systems Sold on the Internet|org=U.S. Commodity Futures Trading Commission|date=Feb
    16 KB (2,339 words) - 18:31, 3 January 2014
  • ...es. He was also tasked with modernizing and integrating the AMF’s business systems (MISA project).
    2 KB (327 words) - 21:36, 26 October 2011
  • ...stock market for tokenized securities. It received approval from the [[US Securities and Exchange Commission]] (SEC) as an equity trading facility of BOX Exchan ...s-exchange/|name=BSTX receives regulatory approval for blockchain-based US securities exchange|org=The Trade News|date=January 28, 2022}}</ref>
    7 KB (928 words) - 18:03, 31 January 2022
  • ...ution, and CameronFIX continues to power [[buy-side]] [[order]] management systems such as [[Charles River Development]], [[Fidessa]] [[LatentZero]]'s [[Miver The original editor of CameronFIX, [[Cameron Systems]], was [[acquire]]d by [[Orc Software]] in 2006 and became part of Orc's co
    4 KB (573 words) - 08:10, 28 July 2016
  • |employer = Abu Dhabi Securities Exchange Rashed Al Baloushi, also spelled Alblooshi, is the CEO of the [[Abu Dhabi Securities Exchange]], or ADX, in the United Emirates. He has been in the position sin
    2 KB (337 words) - 08:36, 6 June 2018
  • ...cial system that deal in transfer, clearing, or settlement of payments and securities.<ref>{{cite web|url=http://corpgov.law.harvard.edu/2015/02/21/financial-mar ...ignation enhances regulatory scrutiny on the organizations risk management systems.<ref>{{cite web|url=http://corpgov.law.harvard.edu/2015/02/21/financial-mar
    3 KB (370 words) - 17:51, 21 January 2016
  • ...ategy for [[Portware]], a software company specializing in trade execution systems<ref>{{cite web|url=http://www.ft.com/intl/cms/s/0/7713765e-9947-11e1-948a-0 ...org=LinkedIn|date=November 5, 2012}}</ref> Before that, he was head of the securities and investments practice at [[Celent]], where he advised financial services
    3 KB (434 words) - 22:35, 10 January 2022
  • {{Infobox_Company | company_name = FlexTrade Systems, Inc. ...izes in [[broker]]-neutral [[algorithmic trading]] platforms and execution systems for [[equities]], [[foreign exchange]] and [[listed derivatives]] and [[fix
    4 KB (623 words) - 19:42, 23 July 2021
  • ...rld Federation of Exchanges|date=October 6, 2009}}</ref> chairman of BIT Systems and a member of the Supervisory Board at MTS. Capuano is a member of the board of the [[Federation of European Securities Exchanges]] (2007-2008) and was president of this organization for the year
    2 KB (228 words) - 15:57, 31 December 2014
  • |employer = Securities Industry and Financial Markets Association Timothy R. Ryan, Jr. is president and CEO of the [[Securities Industry & Financial Markets Association]] ([[SIFMA]]). He replaced [[Marc
    3 KB (468 words) - 16:20, 6 January 2014
  • |employer = Securities Technology Advisory Center Peter Nabicht is director of strategy at the Securities Technology Advisory Center (STAC).
    5 KB (657 words) - 14:14, 30 March 2020
  • ...as the business lead for the ENCORE clearing system program, OCC's largest systems implementation project to date. He joined OCC in 1985 as director of new pr ...inois State University and completed the Securities Industry Association's Securities Industry Institute at the Wharton School of the University of Pennsylvania.
    2 KB (350 words) - 11:19, 26 September 2017
  • The moves came after securities trade group, [[Securities Industry and Financial Markets Association]], urged an early close to marke [[Category:Storm Systems That Interfered With Market Activity]]
    3 KB (364 words) - 13:28, 29 October 2012
  • * [[Eventus Systems]], a global trade surveillance and market risk platform provider * [[Cassini Systems]], a London-based, award-winning firm that provides pre- and post-trade mar
    6 KB (758 words) - 14:37, 8 April 2022
  • ...tform. He also helped design and develop the company’s [[risk management]] systems and [[algorithmic pricing]] logic. He managed Forward FX and the [[trading]] of [[government securities]] for over 15 years at several major European banks, including [[Kredietban
    2 KB (238 words) - 00:39, 7 January 2014
  • ...r of the management board responsible for organization of trading, trading systems, technologies, and the derivatives market and was the main negotiator of th ...nternational Institute for Securities Markets Development organised by the Securities and Exchange Commission in Washington, DC.<ref>{{cite web|url=http://www.gp
    3 KB (426 words) - 20:55, 4 December 2015
  • ..., 2010}}</ref> DDM Plus is part of Cinnober's [[TRADExpress]] electronic [[securities]]-trading platform and disseminates information on share, [[derivatives]], ...f the Group's information systems. It also provides Project Management and Systems Integration services to private and public operators, financial institution
    6 KB (870 words) - 15:23, 31 July 2020
  • ...is an investment holding company incorporated in Mauritius. It operates a securities and derivatives market in Uganda and the East African region, called ALTX E ALTX launched with depository receipt securities issued on the treasury secondary market. In the medium term, ALTX will intr
    3 KB (510 words) - 13:43, 13 July 2016
  • ...rading_platforms,_investment_firms_and_competent_authorities Guidelines on systems and controls in a highly automated trading environment for trading platform ...mktreformwiki/index.php/European_Securities_and_Markets_Authority European Securities and Markets Authority]</div>
    8 KB (1,067 words) - 19:24, 27 May 2021
  • ...echnology-systems|name=China's Biggest Exchange Amps Up Trading Technology Systems|org=Bloomberg|date=July 21, 2016}}</ref> The exchange celebrated its 20th ...small and medium enterprises (SMEs) only. By May 2008 the SZSE listed 897 securities in 697 [[companies]]<ref>{{cite web|url=http://www.szse.cn/main/en/MarketSt
    8 KB (1,078 words) - 21:33, 5 September 2019
  • ...gence of DMA has generated a debate among regulators about risk-management systems at both FCMs and exchanges.<ref>{{cite web|url=|org=CFTC|name=Remarks by CF ...roker-dealers acquired independent DMA vendors. In 2004, [[Banc of America Securities]] bought [[Direct Financial Access]] Corp.; [[BNY Brokerage]] bought [[Soni
    2 KB (244 words) - 08:07, 5 September 2012
  • ...ternational standards for central counterparties and securities settlement systems.
    2 KB (259 words) - 19:27, 18 June 2015
  • ...iness line. Abenante began his career at Morgan Stanley in its information systems group.
    2 KB (247 words) - 14:56, 22 April 2013
  • ...uting and tactical order routing engine. In 2002, UNX acquired Embarcadero Securities and launched the Metabook [[Execution Management System]]. In 2009, UNX int ...hs|Goldman Sachs Electronic Trading]], [[Mizuho Securities]], [[Rosenblatt Securities]] and [[UBS|UBS Investment Bank]] into its trading [[connectivity]] network
    4 KB (582 words) - 09:41, 28 July 2016
  • ...ets:_How_the_Banks_are_Preparing White Paper - ClientKnowledge/Wall Street Systems: Regulatory Effects on FX Cash Markets: How the Banks are Preparing]</div> ...on on a futures contract or an option contract (except options traded on a securities exchange); or
    3 KB (372 words) - 08:14, 29 December 2016
  • ...xecutive, educator and consultant who is the co-founder of [[International Securities Exchange]], LLC, ([[ISE]]) and served as its chairman from January 1, 2008 ...nd index products, [[New York Stock Exchange]] where he managed marketing, systems and new product introductions for the division. From 1981 to 1984, he was f
    3 KB (494 words) - 19:33, 15 May 2019
  • ...his oversight capabilities managing Man Financial’s global IT, futures and securities settlements and risk and credit departments, Smith was responsible for oper From 1989 to 1992, he was a Consultant for Data Exchange Systems Ltd.<ref>{{cite web|url=http://www.mfglobalinvestorrelations.com/phoenix.zh
    3 KB (495 words) - 17:09, 8 January 2014
  • ...ki.com/mktreformwiki/index.php/Regulation_SCI SEC Proposed Rule: Improving Systems Compliance and Integrity]</div> ...=http://www.sec.gov/marketstructure/midas.html#.Ula1-1Bwo8o|name=MIDAS|org=Securities and Exchange Commission|date=October 10, 2013}}</ref> Among the data MIDAS
    5 KB (654 words) - 17:32, 10 October 2013
  • ...ected To Develop Stock Auditing and Tracking System for SEC|org=Rosenblatt Securities|date=October 18, 2017}}</ref> ...nology for PenVision, Inc, where he helped develop software and integrated systems employing wireless communications and handheld computing devices for the ph
    3 KB (434 words) - 07:10, 20 October 2017
  • ...tion of the client management process. He was subsequently COO of [[Knight Securities]]' European business and then a founder of Efficient Frontiers, a [[capital
    2 KB (279 words) - 22:36, 6 January 2014
  • ...her $8 billion next year on STP inititatives, almost all of it on internal systems.<ref>{{cite web|url=http://icfamagazine.com/public/showPage.html?page=icfa_
    2 KB (281 words) - 14:02, 11 May 2017
  • [[RTS Realtime Systems Group]], now part of [[Bloomberg]], offers [[direct market access]] to over *[[Osaka Securities Exchange]]
    4 KB (398 words) - 13:21, 31 March 2017
  • ...ity Derivatives: The Buy-Side's Increasing Exposure”; “Cross-Asset Trading Systems: Controlling the Trader's Desktop”; and “Global Exchanges and Depositor ...r analyst at Tower Group and before that vice president, research at the [[Securities Industry and Financial Markets Association]] (SIFMA).
    4 KB (601 words) - 19:21, 1 April 2021
  • ...om/mktreformwiki/index.php/Asset-Backed_Securities_Regulation Asset Backed Securities Regulation]</div> ...ds, agency bonds, [[asset backed securities|asset-backed]] and preferred [[securities]] and [[credit default swaps]]. MarketAxess also offers a number of trading
    13 KB (1,750 words) - 21:20, 28 September 2021
  • ...nectivity to the [[Tokyo Commodity Exchange]] (TOCOM) in 2009, the [[Osaka Securities Exchange]] (OSE) and [[Tokyo Financial Exchange]] (TFX) in 2010, and the [[ ...for TT’s connectivity to the [[Chicago Mercantile Exchange]], [[Australian Securities Exchange]] (ASX), [[Montreal Exchange]] and [[CBOE Futures Exchange]] as we
    3 KB (452 words) - 13:37, 21 June 2016
  • ...ng standards, members’ compliance with relevant exchange rules and federal securities laws, and exchanges’ compliance with self-regulatory organization obligat Before joining the CFTC, Klima served as chief counsel to [[Securities and Exchange Commission]] Chairman [[Jay Clayton]]. She was named to that p
    4 KB (531 words) - 16:28, 21 December 2020
  • ...tions equipment, server hardware, PC hardware and peripherals, specialized systems and semiconductors. The Index comprises 35 companies.
    3 KB (471 words) - 19:43, 15 May 2019
  • ...ry.com/blogs/-25185-1.html|name=Fast Ball: Fertilize the Playing Field|org=Securities Industry|date=March 25, 2011}}</ref> ...in June 2010, when TT acquired the company he co-founded, [[TickIt Trading Systems]]. At TickIt, he was the principal architect of [[ADL]], a visual programmi
    6 KB (883 words) - 03:10, 11 January 2022
  • ...combination of the [[Tokyo Stock Exchange]] Group, Inc. (TSE) and [[Osaka Securities Exchange]] Co., Ltd.<ref>{{cite web|url=http://http://www.jpx.co.jp/en/abou Saito started his career as a junior analyst at [[Nomura Securities]], and spent 35 years at the firm, stationed twice in New York and appointe
    4 KB (509 words) - 19:32, 15 May 2019
  • ...vesting in infrastructure for the market, including information technology systems.<ref>{{cite web|url=http://www.thanhniennews.com/business/vietnam-set-to-op
    2 KB (326 words) - 17:27, 10 August 2015
  • ...=Dec. 28, 2007}}</ref> is a sentiment index created by the [[International Securities Exchange]] that calculates a put/call value that can help investors look at ...ors’ views of the market as an indicator? Crucial, says the International Securities Exchange (ISE), which created and calculates (with proprietary ISE option t
    4 KB (660 words) - 19:38, 15 May 2019
  • ...orporation]], a financial services software company, acquired by FlexTrade Systems in July 2012, that provides [[options]] analytics, electronic [[execution]] ...at J.P. Morgan Futures Inc. and later as a derivatives broker at [[Nomura Securities Intl.]]
    3 KB (466 words) - 22:27, 1 June 2020
  • ...sly held various positions within OCC including director, member services; systems assurance analyst; and treasury operations specialist. ...the University of Illinois at Urbana-Champaign. She completed [[SIFMA]]'s Securities Industry Institute Program at the Wharton School of the University of Penns
    2 KB (303 words) - 21:42, 25 January 2021
  • | products = securities The Dhaka Stock Exchange, (DSE) is a market offering listings on securities, as well as settlement and market surveillance services. <ref>{{cite web|ur
    4 KB (631 words) - 13:32, 7 September 2017
  • ...]] and responsible for the marketing of [[clearing]] and [[risk]] analysis systems. She also founded Prudential's global institutional [[futures]] and [[opti [[Category:Prudential Securities - Former Employees]]
    4 KB (483 words) - 17:07, 8 October 2020
  • ...6527-1.html|name=EXECUTIVE MOVES: Thomson Reuters Hires DTCC’s Hegarty|org=Securities Monitor|date=April 19, 2012}}</ref> Hegarty served as vice president of trading systems for [[Putnam Investments]] from 1998 to 1999. He was also a vice president
    2 KB (309 words) - 20:52, 16 January 2018
  • ...Chairman in 1993. During his nine years as CEO, the company grew more than six fold. ...engineering from West Point; a master's degree in operations research and systems analysis from the U.S. Naval Postgraduate School, Monterey, California (197
    4 KB (529 words) - 21:10, 18 February 2015
  • ...rkets (securities statistics) [http://www.bis.org/statistics/secstats.htm Securities statistics and syndicated loans] *External debt positions of individual countries based on BIS banking and securities statistics, as well as on data from other international organizations (exte
    10 KB (1,447 words) - 17:40, 22 March 2022
  • ...Cg|name=Marianne Brown Joins SunGard as Chief Operating Officer, Financial Systems|org=Businesswire|date=January 22, 2014}}</ref> Before joining [[Omgeo]] in 2006, Brown served as chief executive officer of Securities Industry Automation Corporation (SIAC). At SIAC, she was responsible for t
    4 KB (549 words) - 23:09, 4 April 2018
  • ...It is one of 21 primary dealers who are permitted to trade U.S. government securities directly with the [[Federal Reserve Bank of New York]]. *[[Interest rate products]] - Primary dealer in U.S. govt. securities
    8 KB (1,043 words) - 19:21, 17 April 2020
  • ...0/00/00/00/00/16/2D/A0/wkr0001.pdf|name=Joacim Wiklander new CEO of Neonet Securities|org=ORC|date=September 6, 2011}}</ref> *Proprietary or third-party Execution Management Systems and Order Management Systems. Any system compliant with industry-standard FIX connectivity may be integr
    4 KB (556 words) - 08:39, 19 September 2016
  • Howell has almost 25 years experience in securities trading and brokerage. He holds [[FINRA]] Series 7, 24, and 63 licenses. ...Markets, Howell served as managing director of sales at [[Pipeline Trading Systems, LLC]]. Howell was responsible for establishing Pipeline’s San Francisco,
    2 KB (312 words) - 22:08, 27 February 2015
  • ...ncial technology as a consultant at Price Waterhouse developing e-commerce systems.
    2 KB (320 words) - 21:07, 21 January 2016
  • ...e alternative Alpha Trading Systems Inc. and the [[Canadian Depository for Securities Ltd.]]
    2 KB (327 words) - 13:54, 14 August 2012
  • Earlier he was director of the [[Securities and Exchange Commission]]’s division of trading and markets, where he ove ...curities markets as well as broker-dealers, exchanges, alternative trading systems and clearing firms.
    3 KB (527 words) - 12:55, 14 June 2016
  • ...He has a background in front office and [[back office]] environments of [[securities]] [[broker-dealer]]s, [[investment bank]]s, information vendors, [[equity]] ...[[Oppenheimer & Co]]., [[E.F. Hutton & Co.]], [[Merrill Lynch]] and the [[Securities Industry Automation Corp.]] (SIAC).
    13 KB (1,774 words) - 20:39, 11 February 2022
  • ...nce and interest in integrating [[blockchain]] technology with traditional systems. ...tfolio manager at Claiborne Capital and worked at both [[Bank of America]] Securities LLC and [[Goldman Sachs & Co.]]
    2 KB (356 words) - 14:30, 31 March 2017
  • Goodfriend worked in mergers and acquisitions ([[M&A]]) at [[Montgomery Securities]] in San Francisco.
    2 KB (333 words) - 10:04, 28 July 2016
  • ...Gard Data Systems]] Inc. While serving as president and COO of [[Automated Securities Clearance]], Inc. (began operating as a subsidiary of SunGard in March 1999
    4 KB (672 words) - 09:53, 18 July 2017
  • ...http://www.fxweek.com/fx-week/news/2045238/ion-trading-acquire-wall-street-systems|name= ...e=Wall Street Systems acquisition by ION Trading completes|org=Wall Street Systems press release|date=November 23, 2012}}</ref>
    14 KB (1,943 words) - 22:47, 8 December 2021

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