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  • ...advisor at [[Apex Clearing]]. Brenner has spent more than 30 years in the securities industry. ...resident of U.S. Operations of Belzberg’s Electronic Brokerage Systems|org=Securities Industry News|date=January 8, 2010}}</ref> He was previously the managing d
    2 KB (332 words) - 21:40, 27 February 2015
  • |employer = Wall Street Systems ...capacity of advisor and co-investor during the acquisition of Wall Street Systems by US [[private equity]] house [[Warburg Pincus]] in January 2006.<ref>{{ci
    3 KB (411 words) - 16:17, 6 January 2014
  • ...e a device used in denying or providing access to IT or telecommunications systems. ...to Section 21(a) of the Securities Exchange Act of 1934: The DAO|org=U.S. Securities and Exchange Commission|date=July 11, 2018}}</ref> Security tokens were ori
    3 KB (462 words) - 18:46, 24 November 2020
  • .../www.sec.gov/divisions/marketreg/mrecn.shtml|name=ECNs/Alternative Trading Systems|org=www.sec.gov|date=May 22, 2008}}</ref> ...mselves, to a degree; ECNs are regulated both by the SEC and by a national securities association (to which any registered [[broker-dealer]] is required to belon
    1 KB (206 words) - 11:21, 6 March 2017
  • | company_name = Ontario Securities Commission ...www.osc.gov.on.ca/About/WhatWeDo/wwd_index.jsp|name=What We Do|org=Ontario Securities Commission|date=March 28, 2008}}</ref>
    3 KB (461 words) - 15:58, 29 September 2011
  • ...technology. They provide [[direct market access]] and customized trading systems to day traders, trading groups, institutions and hedge funds. <ref> {{cite Assent LLC was formerly known as Prescient Securities, LLC.
    2 KB (270 words) - 21:57, 7 January 2014
  • ...ted the first widely-deployed standardized [[trader workstations]] for the securities industry, resulting in the Micrognosis trader workstation. Prior to Systems Strategies, he served as manager of Software Development for commercial pro
    2 KB (247 words) - 16:17, 12 February 2015
  • [[RTS Realtime Systems Group]] provides [[RTS Connectivity| Connectivity]] to the following exchan *OSE [[Osaka Securities Exchange]]
    1 KB (96 words) - 16:22, 4 August 2011
  • | company_name = Aritas Securities | foundation = 1999 (as Pipeline Trading Systems LLC)
    5 KB (698 words) - 18:17, 11 February 2014
  • In 2011, Ballista Securities was acquired by the [[InterContinentalExchange]].<ref>{{cite web|url=http:/ [[Category:Trading Systems]]
    895 bytes (109 words) - 17:38, 24 October 2011
  • John Ryan was the technology architecture officer of [[International Securities Exchange]] (ISE), LLC. he left ISE in 2008. Ryan joined ISE in 2001 and has 20+ years of systems development experience. Before joining the ISE, Ryan was vice president of
    2 KB (224 words) - 19:37, 15 May 2019
  • | company_name = Rival Systems | linkedin = rival-systems
    9 KB (1,153 words) - 21:04, 28 June 2022
  • ...ssing, regulatory reporting, execution, portfolio management and modelling systems and provision of compliance information. <ref>{{cite web|url=http://www.pen ..., the Chicago Board Options Exchange (CBOE), OneChicago, the International Securities Exchange (ISE), the NYSE Arca Exchange, the Options Clearing Corp (OCC), th
    2 KB (240 words) - 16:36, 16 August 2011
  • ...formerly Alpha Trading Systems, is a Canadian-based [[Alternative Trading Systems|Alternative Trading System]] (ATS) that was acquired in 2012 by the [[Maple Alpha Trading Systems was launched in the fall of 2008<ref>{{cite web|url=http://www.reuters.com/
    4 KB (500 words) - 17:12, 11 April 2019
  • ...ading, clearing, settlement and custody; financial information and payment systems | homepage= [http://www.six-group.com/index_en.html www.six-group.com]
    2 KB (232 words) - 15:42, 22 February 2017
  • ...ed and investigates suspected cases of insider information abuse and other securities market crimes. ...nder the European System of Central Banks, and the [[Committee of European Securities Regulators]] (CESR).
    2 KB (262 words) - 21:32, 15 August 2011
  • ...re he served as a strategic IT advisor, and built/deployed bespoke trading systems for international financial institutions. ...rities]]. Before this he was a managing consultant and developer at [[TCAM Systems]], where he developed one of the first [[electronic trading system]]s with
    3 KB (405 words) - 08:10, 28 July 2016
  • | company_name = International Organization of Securities Commissions ...considered the world's most important international cooperative forum for securities regulatory agencies. IOSCO members regulate more than 100 jurisdictions.
    6 KB (854 words) - 19:29, 31 August 2018
  • |employer = Six Securities Systems ...ory affairs for [[SIX Securities Services]], the post-trading arm of the [[SIX Group]]. He joined the firm in Zurich in October of 2010.<ref>{{cite web|ur
    2 KB (237 words) - 08:11, 28 July 2016
  • |employer = Emirates Securities and Commodities Authority ...United Arab Emirates. She also serves as the chairperson of the [[Emirates Securities and Commodities Authority]].
    2 KB (225 words) - 19:14, 8 January 2014
  • |employer = Eventus Systems David Mitchell is regional sales manager at [[Eventus Systems]]. He joined the company in that role in February 2020.
    3 KB (406 words) - 18:31, 19 February 2020
  • Quadriserv, founded in 2001, is a provider of products and services to the [[securities]] lending industry. ...http://www.tradersmagazine.com/issues/20_276/100221-1.html|name = Boosting Securities Lending at Quadriserv|org = Traders Magazine|date = October 6, 2010}}</ref>
    3 KB (356 words) - 17:43, 11 April 2019
  • ...ust]] and the [[bank]]ing needs of the financial services, government, and securities industries. ...uroclear Clearance System Plc]] and is a member of a number of banking and securities industry associations.
    2 KB (324 words) - 17:08, 6 February 2012
  • ...ities market intelligence to financial professionals. The company says its systems architecture combines proprietary software, ultra-low latency market data a The Trade Alert tools are designed to supplement in-house systems, complement existing market information platforms, and fill a need for sale
    3 KB (447 words) - 16:14, 25 December 2020
  • |employer = Eventus Systems Travis Schwab is the CEO of [[Eventus Systems]], Inc. He joined the company in that role in March of 2015.
    3 KB (362 words) - 15:50, 5 August 2020
  • ...m [[Wedbush Futures]]. He also serves on the board of directors of Wedbush Securities. Signorelli founded Cactus Trading Systems in 2009 and served as its CEO until it was acquired by [[Lime Brokerage]],
    3 KB (367 words) - 22:16, 5 July 2018
  • ...rved as chairman and chief executive officer of First Financial Government Securities, a [[broker-dealer]] and [[introducing broker]] specializing in credit risk ...ed partnerships and developed the company’s 35-office international branch systems.
    2 KB (237 words) - 00:59, 7 January 2014
  • |employer = Wells Fargo Securities ...of enterprise counterparty risk and FCM risk management for [[Wells Fargo Securities]].
    2 KB (233 words) - 18:02, 10 June 2019
  • ...industry's first order management, compliance and electronic order routing systems for asset managers. Merrin Financial was sold to ADP in 1996. [[Category:Liquidnet Securities]]
    2 KB (311 words) - 01:01, 7 January 2014
  • ...the executive chairman of [[Aritas Securities]], formerly Pipeline Trading Systems. He was named to that position in November of 2011. [[Category:Aritas Securities]]
    2 KB (277 words) - 17:11, 25 January 2016
  • | company_name = Abu Dhabi Securities Exchange (ADX) ...s (UAE) [[exchange]] [[Dubai Financial Market]] (DFM) for Middle-Eastern [[securities]] trading [[volume]]. It has agreed to cooperate on developments with [[NYS
    4 KB (613 words) - 08:21, 6 June 2018
  • ...ures_-_CPSS/IOSCO,_April_2012 CPSS/IOSCO Report on Payment and Settlement Systems, April 2012]</div> ...itle VIII of the [[Dodd-Frank Act]], that [[clear]] and settle payments, [[securities]], or other financial transactions between financial institutions. They are
    2 KB (258 words) - 13:25, 2 August 2012
  • ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref> ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref>
    2 KB (289 words) - 15:49, 26 October 2011
  • | company_name = Equiduct Systems Ltd. ...electronic trading platform that was formerly majority owned by [[Citadel Securities]]. It is operated under the regulatory structure of the [[Berlin Stock Exch
    5 KB (650 words) - 16:02, 18 March 2015
  • ...ng OptionMetrics, Siverson spent more than 13 years at the [[International Securities Exchange]] (ISE).<ref>{{cite web|url=http://www.automatedtrader.net/news/at ...at the ISE, including director of systems and product strategy for trading systems, which included development of the exchange's PrecISE trader workstation. H
    2 KB (336 words) - 23:10, 25 January 2016
  • ...ssues [[government securities]]. It also has oversight over the banking, [[securities]], [[futures]] and insurance industries and is responsible for the developm ...under the wing of the MAS. The regulatory functions under the [[Singapore Securities Industry Act]] (1973) were transferred to MAS in September 1984.
    3 KB (408 words) - 20:43, 18 August 2011
  • ...arvard.edu/programs/pifs/|name=News|org=Program on International Financial Systems|date=April 19, 2008}} </ref> is chairman of the [[Comisión Nacional Bancar ...ral Mortgage Society (SHF). Before joining SHF, he was director-general of Securities and Insurance Markets and director of Domestic Debt Management for the Mini
    1 KB (216 words) - 19:14, 8 January 2014
  • ...Pavalow served as the head of business operations & legal at Alpha Trading Systems Limited and served as its head of business operations & regulatory matters.
    2 KB (312 words) - 22:28, 10 February 2014
  • ...ulations in Arab countries and adopt technologies for trading and clearing systems. *[[Abu Dhabi Securities Exchange]] (ADX)
    3 KB (460 words) - 01:18, 29 March 2022
  • | products = OTC securities ...ecurities]]. The GTSM forged links with two neighboring south-east Asian [[securities]] exchanges in 2009-10 to distribute Taiwanese investments around the regio
    5 KB (717 words) - 21:19, 27 September 2019
  • ...areness are the investor's first line of defense against fraud, the [[U.S. Securities and Exchange Commission]], the [[Commodity Futures Trading Commission]], th ...vention/fraudadvisories/fraudadv_tradingsystem.html|name=Commodity Trading Systems Sold on the Internet|org=U.S. Commodity Futures Trading Commission|date=Feb
    16 KB (2,339 words) - 18:31, 3 January 2014
  • ...es. He was also tasked with modernizing and integrating the AMF’s business systems (MISA project).
    2 KB (327 words) - 21:36, 26 October 2011
  • ...stock market for tokenized securities. It received approval from the [[US Securities and Exchange Commission]] (SEC) as an equity trading facility of BOX Exchan ...s-exchange/|name=BSTX receives regulatory approval for blockchain-based US securities exchange|org=The Trade News|date=January 28, 2022}}</ref>
    7 KB (928 words) - 18:03, 31 January 2022
  • ...ution, and CameronFIX continues to power [[buy-side]] [[order]] management systems such as [[Charles River Development]], [[Fidessa]] [[LatentZero]]'s [[Miver The original editor of CameronFIX, [[Cameron Systems]], was [[acquire]]d by [[Orc Software]] in 2006 and became part of Orc's co
    4 KB (573 words) - 08:10, 28 July 2016
  • |employer = Abu Dhabi Securities Exchange Rashed Al Baloushi, also spelled Alblooshi, is the CEO of the [[Abu Dhabi Securities Exchange]], or ADX, in the United Emirates. He has been in the position sin
    2 KB (337 words) - 08:36, 6 June 2018
  • ...cial system that deal in transfer, clearing, or settlement of payments and securities.<ref>{{cite web|url=http://corpgov.law.harvard.edu/2015/02/21/financial-mar ...ignation enhances regulatory scrutiny on the organizations risk management systems.<ref>{{cite web|url=http://corpgov.law.harvard.edu/2015/02/21/financial-mar
    3 KB (370 words) - 17:51, 21 January 2016
  • ...ategy for [[Portware]], a software company specializing in trade execution systems<ref>{{cite web|url=http://www.ft.com/intl/cms/s/0/7713765e-9947-11e1-948a-0 ...org=LinkedIn|date=November 5, 2012}}</ref> Before that, he was head of the securities and investments practice at [[Celent]], where he advised financial services
    3 KB (434 words) - 22:35, 10 January 2022
  • {{Infobox_Company | company_name = FlexTrade Systems, Inc. ...izes in [[broker]]-neutral [[algorithmic trading]] platforms and execution systems for [[equities]], [[foreign exchange]] and [[listed derivatives]] and [[fix
    4 KB (623 words) - 19:42, 23 July 2021
  • ...rld Federation of Exchanges|date=October 6, 2009}}</ref> chairman of BIT Systems and a member of the Supervisory Board at MTS. Capuano is a member of the board of the [[Federation of European Securities Exchanges]] (2007-2008) and was president of this organization for the year
    2 KB (228 words) - 15:57, 31 December 2014
  • |employer = Securities Industry and Financial Markets Association Timothy R. Ryan, Jr. is president and CEO of the [[Securities Industry & Financial Markets Association]] ([[SIFMA]]). He replaced [[Marc
    3 KB (468 words) - 16:20, 6 January 2014

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