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  • ...advisor at [[Apex Clearing]]. Brenner has spent more than 30 years in the securities industry. ...resident of U.S. Operations of Belzberg’s Electronic Brokerage Systems|org=Securities Industry News|date=January 8, 2010}}</ref> He was previously the managing d
    2 KB (332 words) - 21:40, 27 February 2015
  • |employer = Wall Street Systems ...capacity of advisor and co-investor during the acquisition of Wall Street Systems by US [[private equity]] house [[Warburg Pincus]] in January 2006.<ref>{{ci
    3 KB (411 words) - 16:17, 6 January 2014
  • ...e a device used in denying or providing access to IT or telecommunications systems. Section 21(a) of the Securities Exchange Act of 1934: The DAO|org=U.S. Securities and Exchange Commission|date=July 11, 2018}}</ref> Security tokens were ori
    3 KB (462 words) - 18:46, 24 November 2020
  • .../|name=ECNs/Alternative Trading Systems||date=May 22, 2008}}</ref> ...mselves, to a degree; ECNs are regulated both by the SEC and by a national securities association (to which any registered [[broker-dealer]] is required to belon
    1 KB (206 words) - 11:21, 6 March 2017
  • | company_name = Ontario Securities Commission|name=What We Do|org=Ontario Securities Commission|date=March 28, 2008}}</ref>
    3 KB (461 words) - 15:58, 29 September 2011
  • They provide [[direct market access]] and customized trading systems to day traders, trading groups, institutions and hedge funds. <ref> {{cite Assent LLC was formerly known as Prescient Securities, LLC.
    2 KB (270 words) - 21:57, 7 January 2014
  • ...ted the first widely-deployed standardized [[trader workstations]] for the securities industry, resulting in the Micrognosis trader workstation. Prior to Systems Strategies, he served as manager of Software Development for commercial pro
    2 KB (247 words) - 16:17, 12 February 2015
  • [[RTS Realtime Systems Group]] provides [[RTS Connectivity| Connectivity]] to the following exchan *OSE [[Osaka Securities Exchange]]
    1 KB (96 words) - 16:22, 4 August 2011
  • | company_name = Aritas Securities | foundation = 1999 (as Pipeline Trading Systems LLC)
    5 KB (698 words) - 18:17, 11 February 2014
  • In 2011, Ballista Securities was acquired by the [[InterContinentalExchange]].<ref>{{cite web|url=http:/ [[Category:Trading Systems]]
    895 bytes (109 words) - 17:38, 24 October 2011
  • John Ryan was the technology architecture officer of [[International Securities Exchange]] (ISE), LLC. he left ISE in 2008. Ryan joined ISE in 2001 and has 20+ years of systems development experience. Before joining the ISE, Ryan was vice president of
    2 KB (224 words) - 19:37, 15 May 2019
  • | company_name = Rival Systems | linkedin = rival-systems
    9 KB (1,153 words) - 21:04, 28 June 2022
  • ...ssing, regulatory reporting, execution, portfolio management and modelling systems and provision of compliance information. <ref>{{cite web|url=http://www.pen ..., the Chicago Board Options Exchange (CBOE), OneChicago, the International Securities Exchange (ISE), the NYSE Arca Exchange, the Options Clearing Corp (OCC), th
    2 KB (240 words) - 16:36, 16 August 2011
  • ...formerly Alpha Trading Systems, is a Canadian-based [[Alternative Trading Systems|Alternative Trading System]] (ATS) that was acquired in 2012 by the [[Maple Alpha Trading Systems was launched in the fall of 2008<ref>{{cite web|url=
    4 KB (500 words) - 17:12, 11 April 2019
  • ...ading, clearing, settlement and custody; financial information and payment systems | homepage= []
    2 KB (232 words) - 15:42, 22 February 2017
  • ...ed and investigates suspected cases of insider information abuse and other securities market crimes. ...nder the European System of Central Banks, and the [[Committee of European Securities Regulators]] (CESR).
    2 KB (262 words) - 21:32, 15 August 2011
  • he served as a strategic IT advisor, and built/deployed bespoke trading systems for international financial institutions. ...rities]]. Before this he was a managing consultant and developer at [[TCAM Systems]], where he developed one of the first [[electronic trading system]]s with
    3 KB (405 words) - 08:10, 28 July 2016
  • | company_name = International Organization of Securities Commissions ...considered the world's most important international cooperative forum for securities regulatory agencies. IOSCO members regulate more than 100 jurisdictions.
    6 KB (854 words) - 19:29, 31 August 2018
  • |employer = Six Securities Systems ...ory affairs for [[SIX Securities Services]], the post-trading arm of the [[SIX Group]]. He joined the firm in Zurich in October of 2010.<ref>{{cite web|ur
    2 KB (237 words) - 08:11, 28 July 2016
  • |employer = Emirates Securities and Commodities Authority ...United Arab Emirates. She also serves as the chairperson of the [[Emirates Securities and Commodities Authority]].
    2 KB (225 words) - 19:14, 8 January 2014
  • |employer = Eventus Systems David Mitchell is regional sales manager at [[Eventus Systems]]. He joined the company in that role in February 2020.
    3 KB (406 words) - 18:31, 19 February 2020
  • Quadriserv, founded in 2001, is a provider of products and services to the [[securities]] lending industry. ...|name = Boosting Securities Lending at Quadriserv|org = Traders Magazine|date = October 6, 2010}}</ref>
    3 KB (356 words) - 17:43, 11 April 2019
  • ...ust]] and the [[bank]]ing needs of the financial services, government, and securities industries. ...uroclear Clearance System Plc]] and is a member of a number of banking and securities industry associations.
    2 KB (324 words) - 17:08, 6 February 2012
  • ...ities market intelligence to financial professionals. The company says its systems architecture combines proprietary software, ultra-low latency market data a The Trade Alert tools are designed to supplement in-house systems, complement existing market information platforms, and fill a need for sale
    3 KB (447 words) - 16:14, 25 December 2020
  • |employer = Eventus Systems Travis Schwab is the CEO of [[Eventus Systems]], Inc. He joined the company in that role in March of 2015.
    3 KB (362 words) - 15:50, 5 August 2020
  • ...m [[Wedbush Futures]]. He also serves on the board of directors of Wedbush Securities. Signorelli founded Cactus Trading Systems in 2009 and served as its CEO until it was acquired by [[Lime Brokerage]],
    3 KB (367 words) - 22:16, 5 July 2018
  • ...rved as chairman and chief executive officer of First Financial Government Securities, a [[broker-dealer]] and [[introducing broker]] specializing in credit risk ...ed partnerships and developed the company’s 35-office international branch systems.
    2 KB (237 words) - 00:59, 7 January 2014
  • |employer = Wells Fargo Securities ...of enterprise counterparty risk and FCM risk management for [[Wells Fargo Securities]].
    2 KB (233 words) - 18:02, 10 June 2019
  • ...industry's first order management, compliance and electronic order routing systems for asset managers. Merrin Financial was sold to ADP in 1996. [[Category:Liquidnet Securities]]
    2 KB (311 words) - 01:01, 7 January 2014
  • ...the executive chairman of [[Aritas Securities]], formerly Pipeline Trading Systems. He was named to that position in November of 2011. [[Category:Aritas Securities]]
    2 KB (277 words) - 17:11, 25 January 2016
  • | company_name = Abu Dhabi Securities Exchange (ADX) ...s (UAE) [[exchange]] [[Dubai Financial Market]] (DFM) for Middle-Eastern [[securities]] trading [[volume]]. It has agreed to cooperate on developments with [[NYS
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  • ...ures_-_CPSS/IOSCO,_April_2012 CPSS/IOSCO Report on Payment and Settlement Systems, April 2012]</div> ...itle VIII of the [[Dodd-Frank Act]], that [[clear]] and settle payments, [[securities]], or other financial transactions between financial institutions. They are
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  • ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref> ...nitive Capital Signs On with Orc for FIX Connectivity, Risk Management|org=Securities Industry News|date=August 31, 2009}}</ref>
    2 KB (289 words) - 15:49, 26 October 2011
  • | company_name = Equiduct Systems Ltd. ...electronic trading platform that was formerly majority owned by [[Citadel Securities]]. It is operated under the regulatory structure of the [[Berlin Stock Exch
    5 KB (650 words) - 16:02, 18 March 2015
  • OptionMetrics, Siverson spent more than 13 years at the [[International Securities Exchange]] (ISE).<ref>{{cite web|url= the ISE, including director of systems and product strategy for trading systems, which included development of the exchange's PrecISE trader workstation. H
    2 KB (336 words) - 23:10, 25 January 2016
  • ...ssues [[government securities]]. It also has oversight over the banking, [[securities]], [[futures]] and insurance industries and is responsible for the developm ...under the wing of the MAS. The regulatory functions under the [[Singapore Securities Industry Act]] (1973) were transferred to MAS in September 1984.
    3 KB (408 words) - 20:43, 18 August 2011
  •|name=News|org=Program on International Financial Systems|date=April 19, 2008}} </ref> is chairman of the [[Comisión Nacional Bancar ...ral Mortgage Society (SHF). Before joining SHF, he was director-general of Securities and Insurance Markets and director of Domestic Debt Management for the Mini
    1 KB (216 words) - 19:14, 8 January 2014
  • ...Pavalow served as the head of business operations & legal at Alpha Trading Systems Limited and served as its head of business operations & regulatory matters.
    2 KB (312 words) - 22:28, 10 February 2014
  • ...ulations in Arab countries and adopt technologies for trading and clearing systems. *[[Abu Dhabi Securities Exchange]] (ADX)
    3 KB (460 words) - 01:18, 29 March 2022
  • | products = OTC securities ...ecurities]]. The GTSM forged links with two neighboring south-east Asian [[securities]] exchanges in 2009-10 to distribute Taiwanese investments around the regio
    5 KB (717 words) - 21:19, 27 September 2019
  • ...areness are the investor's first line of defense against fraud, the [[U.S. Securities and Exchange Commission]], the [[Commodity Futures Trading Commission]], th ...vention/fraudadvisories/fraudadv_tradingsystem.html|name=Commodity Trading Systems Sold on the Internet|org=U.S. Commodity Futures Trading Commission|date=Feb
    16 KB (2,339 words) - 18:31, 3 January 2014
  • He was also tasked with modernizing and integrating the AMF’s business systems (MISA project).
    2 KB (327 words) - 21:36, 26 October 2011
  • ...stock market for tokenized securities. It received approval from the [[US Securities and Exchange Commission]] (SEC) as an equity trading facility of BOX Exchan ...s-exchange/|name=BSTX receives regulatory approval for blockchain-based US securities exchange|org=The Trade News|date=January 28, 2022}}</ref>
    7 KB (928 words) - 18:03, 31 January 2022
  • ...ution, and CameronFIX continues to power [[buy-side]] [[order]] management systems such as [[Charles River Development]], [[Fidessa]] [[LatentZero]]'s [[Miver The original editor of CameronFIX, [[Cameron Systems]], was [[acquire]]d by [[Orc Software]] in 2006 and became part of Orc's co
    4 KB (573 words) - 08:10, 28 July 2016
  • |employer = Abu Dhabi Securities Exchange Rashed Al Baloushi, also spelled Alblooshi, is the CEO of the [[Abu Dhabi Securities Exchange]], or ADX, in the United Emirates. He has been in the position sin
    2 KB (337 words) - 08:36, 6 June 2018
  • ...cial system that deal in transfer, clearing, or settlement of payments and securities.<ref>{{cite web|url= ...ignation enhances regulatory scrutiny on the organizations risk management systems.<ref>{{cite web|url=
    3 KB (370 words) - 17:51, 21 January 2016
  • ...ategy for [[Portware]], a software company specializing in trade execution systems<ref>{{cite web|url=|date=November 5, 2012}}</ref> Before that, he was head of the securities and investments practice at [[Celent]], where he advised financial services
    3 KB (434 words) - 22:35, 10 January 2022
  • {{Infobox_Company | company_name = FlexTrade Systems, Inc. ...izes in [[broker]]-neutral [[algorithmic trading]] platforms and execution systems for [[equities]], [[foreign exchange]] and [[listed derivatives]] and [[fix
    4 KB (623 words) - 19:42, 23 July 2021
  • ...rld Federation of Exchanges|date=October 6, 2009}}</ref> chairman of BIT Systems and a member of the Supervisory Board at MTS. Capuano is a member of the board of the [[Federation of European Securities Exchanges]] (2007-2008) and was president of this organization for the year
    2 KB (228 words) - 15:57, 31 December 2014
  • |employer = Securities Industry and Financial Markets Association Timothy R. Ryan, Jr. is president and CEO of the [[Securities Industry & Financial Markets Association]] ([[SIFMA]]). He replaced [[Marc
    3 KB (468 words) - 16:20, 6 January 2014
  • |employer = Securities Technology Advisory Center Peter Nabicht is director of strategy at the Securities Technology Advisory Center (STAC).
    5 KB (657 words) - 14:14, 30 March 2020
  • the business lead for the ENCORE clearing system program, OCC's largest systems implementation project to date. He joined OCC in 1985 as director of new pr ...inois State University and completed the Securities Industry Association's Securities Industry Institute at the Wharton School of the University of Pennsylvania.
    2 KB (350 words) - 11:19, 26 September 2017
  • The moves came after securities trade group, [[Securities Industry and Financial Markets Association]], urged an early close to marke [[Category:Storm Systems That Interfered With Market Activity]]
    3 KB (364 words) - 13:28, 29 October 2012
  • ...tform. He also helped design and develop the company’s [[risk management]] systems and [[algorithmic pricing]] logic. He managed Forward FX and the [[trading]] of [[government securities]] for over 15 years at several major European banks, including [[Kredietban
    2 KB (238 words) - 00:39, 7 January 2014
  • ...r of the management board responsible for organization of trading, trading systems, technologies, and the derivatives market and was the main negotiator of th ...nternational Institute for Securities Markets Development organised by the Securities and Exchange Commission in Washington, DC.<ref>{{cite web|url=
    3 KB (426 words) - 20:55, 4 December 2015
  • ..., 2010}}</ref> DDM Plus is part of Cinnober's [[TRADExpress]] electronic [[securities]]-trading platform and disseminates information on share, [[derivatives]], ...f the Group's information systems. It also provides Project Management and Systems Integration services to private and public operators, financial institution
    6 KB (870 words) - 15:23, 31 July 2020
  • an investment holding company incorporated in Mauritius. It operates a securities and derivatives market in Uganda and the East African region, called ALTX E ALTX launched with depository receipt securities issued on the treasury secondary market. In the medium term, ALTX will intr
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  • ...rading_platforms,_investment_firms_and_competent_authorities Guidelines on systems and controls in a highly automated trading environment for trading platform ...mktreformwiki/index.php/European_Securities_and_Markets_Authority European Securities and Markets Authority]</div>
    8 KB (1,067 words) - 19:24, 27 May 2021
  • ...echnology-systems|name=China's Biggest Exchange Amps Up Trading Technology Systems|org=Bloomberg|date=July 21, 2016}}</ref> The exchange celebrated its 20th ...small and medium enterprises (SMEs) only. By May 2008 the SZSE listed 897 securities in 697 [[companies]]<ref>{{cite web|url=
    8 KB (1,078 words) - 21:33, 5 September 2019
  • ...gence of DMA has generated a debate among regulators about risk-management systems at both FCMs and exchanges.<ref>{{cite web|url=|org=CFTC|name=Remarks by CF ...roker-dealers acquired independent DMA vendors. In 2004, [[Banc of America Securities]] bought [[Direct Financial Access]] Corp.; [[BNY Brokerage]] bought [[Soni
    2 KB (244 words) - 08:07, 5 September 2012
  • ...ternational standards for central counterparties and securities settlement systems.
    2 KB (259 words) - 19:27, 18 June 2015
  • ...iness line. Abenante began his career at Morgan Stanley in its information systems group.
    2 KB (247 words) - 14:56, 22 April 2013
  • ...uting and tactical order routing engine. In 2002, UNX acquired Embarcadero Securities and launched the Metabook [[Execution Management System]]. In 2009, UNX int ...hs|Goldman Sachs Electronic Trading]], [[Mizuho Securities]], [[Rosenblatt Securities]] and [[UBS|UBS Investment Bank]] into its trading [[connectivity]] network
    4 KB (582 words) - 09:41, 28 July 2016
  • ...ets:_How_the_Banks_are_Preparing White Paper - ClientKnowledge/Wall Street Systems: Regulatory Effects on FX Cash Markets: How the Banks are Preparing]</div> ...on on a futures contract or an option contract (except options traded on a securities exchange); or
    3 KB (372 words) - 08:14, 29 December 2016
  • ...xecutive, educator and consultant who is the co-founder of [[International Securities Exchange]], LLC, ([[ISE]]) and served as its chairman from January 1, 2008 ...nd index products, [[New York Stock Exchange]] where he managed marketing, systems and new product introductions for the division. From 1981 to 1984, he was f
    3 KB (494 words) - 19:33, 15 May 2019
  • ...his oversight capabilities managing Man Financial’s global IT, futures and securities settlements and risk and credit departments, Smith was responsible for oper From 1989 to 1992, he was a Consultant for Data Exchange Systems Ltd.<ref>{{cite web|url=
    3 KB (495 words) - 17:09, 8 January 2014
  • SEC Proposed Rule: Improving Systems Compliance and Integrity]</div> ...=|name=MIDAS|org=Securities and Exchange Commission|date=October 10, 2013}}</ref> Among the data MIDAS
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  • ...ected To Develop Stock Auditing and Tracking System for SEC|org=Rosenblatt Securities|date=October 18, 2017}}</ref> ...nology for PenVision, Inc, where he helped develop software and integrated systems employing wireless communications and handheld computing devices for the ph
    3 KB (434 words) - 07:10, 20 October 2017
  • ...tion of the client management process. He was subsequently COO of [[Knight Securities]]' European business and then a founder of Efficient Frontiers, a [[capital
    2 KB (279 words) - 22:36, 6 January 2014
  • ...her $8 billion next year on STP inititatives, almost all of it on internal systems.<ref>{{cite web|url=
    2 KB (281 words) - 14:02, 11 May 2017
  • [[RTS Realtime Systems Group]], now part of [[Bloomberg]], offers [[direct market access]] to over *[[Osaka Securities Exchange]]
    4 KB (398 words) - 13:21, 31 March 2017
  • ...ity Derivatives: The Buy-Side's Increasing Exposure”; “Cross-Asset Trading Systems: Controlling the Trader's Desktop”; and “Global Exchanges and Depositor ...r analyst at Tower Group and before that vice president, research at the [[Securities Industry and Financial Markets Association]] (SIFMA).
    4 KB (601 words) - 19:21, 1 April 2021
  • Asset Backed Securities Regulation]</div> ...ds, agency bonds, [[asset backed securities|asset-backed]] and preferred [[securities]] and [[credit default swaps]]. MarketAxess also offers a number of trading
    13 KB (1,750 words) - 21:20, 28 September 2021
  • ...nectivity to the [[Tokyo Commodity Exchange]] (TOCOM) in 2009, the [[Osaka Securities Exchange]] (OSE) and [[Tokyo Financial Exchange]] (TFX) in 2010, and the [[ ...for TT’s connectivity to the [[Chicago Mercantile Exchange]], [[Australian Securities Exchange]] (ASX), [[Montreal Exchange]] and [[CBOE Futures Exchange]] as we
    3 KB (452 words) - 13:37, 21 June 2016
  • standards, members’ compliance with relevant exchange rules and federal securities laws, and exchanges’ compliance with self-regulatory organization obligat Before joining the CFTC, Klima served as chief counsel to [[Securities and Exchange Commission]] Chairman [[Jay Clayton]]. She was named to that p
    4 KB (531 words) - 16:28, 21 December 2020
  • ...tions equipment, server hardware, PC hardware and peripherals, specialized systems and semiconductors. The Index comprises 35 companies.
    3 KB (471 words) - 19:43, 15 May 2019
  •|name=Fast Ball: Fertilize the Playing Field|org=Securities Industry|date=March 25, 2011}}</ref> June 2010, when TT acquired the company he co-founded, [[TickIt Trading Systems]]. At TickIt, he was the principal architect of [[ADL]], a visual programmi
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  • ...combination of the [[Tokyo Stock Exchange]] Group, Inc. (TSE) and [[Osaka Securities Exchange]] Co., Ltd.<ref>{{cite web|url=http:// Saito started his career as a junior analyst at [[Nomura Securities]], and spent 35 years at the firm, stationed twice in New York and appointe
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  • * [[Cassini Systems]], a London-based, award-winning firm that provides pre- and post-trade mar * [[Rival Systems]], LLC, a Chicago-based trading and risk management software company
    6 KB (790 words) - 21:54, 8 August 2022
  • ...vesting in infrastructure for the market, including information technology systems.<ref>{{cite web|url=
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  • ...=Dec. 28, 2007}}</ref> is a sentiment index created by the [[International Securities Exchange]] that calculates a put/call value that can help investors look at ...ors’ views of the market as an indicator? Crucial, says the International Securities Exchange (ISE), which created and calculates (with proprietary ISE option t
    4 KB (660 words) - 19:38, 15 May 2019
  • ...orporation]], a financial services software company, acquired by FlexTrade Systems in July 2012, that provides [[options]] analytics, electronic [[execution]] J.P. Morgan Futures Inc. and later as a derivatives broker at [[Nomura Securities Intl.]]
    3 KB (466 words) - 22:27, 1 June 2020
  • ...sly held various positions within OCC including director, member services; systems assurance analyst; and treasury operations specialist. ...the University of Illinois at Urbana-Champaign. She completed [[SIFMA]]'s Securities Industry Institute Program at the Wharton School of the University of Penns
    2 KB (303 words) - 21:42, 25 January 2021
  • | products = securities The Dhaka Stock Exchange, (DSE) is a market offering listings on securities, as well as settlement and market surveillance services. <ref>{{cite web|ur
    4 KB (631 words) - 13:32, 7 September 2017
  • ...]] and responsible for the marketing of [[clearing]] and [[risk]] analysis systems. She also founded Prudential's global institutional [[futures]] and [[opti [[Category:Prudential Securities - Former Employees]]
    4 KB (483 words) - 17:07, 8 October 2020
  • ...6527-1.html|name=EXECUTIVE MOVES: Thomson Reuters Hires DTCC’s Hegarty|org=Securities Monitor|date=April 19, 2012}}</ref> Hegarty served as vice president of trading systems for [[Putnam Investments]] from 1998 to 1999. He was also a vice president
    2 KB (309 words) - 20:52, 16 January 2018
  • ...Chairman in 1993. During his nine years as CEO, the company grew more than six fold. from West Point; a master's degree in operations research and systems analysis from the U.S. Naval Postgraduate School, Monterey, California (197
    4 KB (529 words) - 21:10, 18 February 2015
  • ...rkets (securities statistics) [ Securities statistics and syndicated loans] *External debt positions of individual countries based on BIS banking and securities statistics, as well as on data from other international organizations (exte
    10 KB (1,447 words) - 17:40, 22 March 2022
  • ...Cg|name=Marianne Brown Joins SunGard as Chief Operating Officer, Financial Systems|org=Businesswire|date=January 22, 2014}}</ref> Before joining [[Omgeo]] in 2006, Brown served as chief executive officer of Securities Industry Automation Corporation (SIAC). At SIAC, she was responsible for t
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  • ...It is one of 21 primary dealers who are permitted to trade U.S. government securities directly with the [[Federal Reserve Bank of New York]]. *[[Interest rate products]] - Primary dealer in U.S. govt. securities
    8 KB (1,043 words) - 19:21, 17 April 2020
  • ...0/00/00/00/00/16/2D/A0/wkr0001.pdf|name=Joacim Wiklander new CEO of Neonet Securities|org=ORC|date=September 6, 2011}}</ref> *Proprietary or third-party Execution Management Systems and Order Management Systems. Any system compliant with industry-standard FIX connectivity may be integr
    4 KB (556 words) - 08:39, 19 September 2016
  • Howell has almost 25 years experience in securities trading and brokerage. He holds [[FINRA]] Series 7, 24, and 63 licenses. ...Markets, Howell served as managing director of sales at [[Pipeline Trading Systems, LLC]]. Howell was responsible for establishing Pipeline’s San Francisco,
    2 KB (312 words) - 22:08, 27 February 2015
  • ...ncial technology as a consultant at Price Waterhouse developing e-commerce systems.
    2 KB (320 words) - 21:07, 21 January 2016
  • ...e alternative Alpha Trading Systems Inc. and the [[Canadian Depository for Securities Ltd.]]
    2 KB (327 words) - 13:54, 14 August 2012
  • Earlier he was director of the [[Securities and Exchange Commission]]’s division of trading and markets, where he ove ...curities markets as well as broker-dealers, exchanges, alternative trading systems and clearing firms.
    3 KB (527 words) - 12:55, 14 June 2016
  • ...He has a background in front office and [[back office]] environments of [[securities]] [[broker-dealer]]s, [[investment bank]]s, information vendors, [[equity]] ...[[Oppenheimer & Co]]., [[E.F. Hutton & Co.]], [[Merrill Lynch]] and the [[Securities Industry Automation Corp.]] (SIAC).
    13 KB (1,774 words) - 20:39, 11 February 2022
  • ...nce and interest in integrating [[blockchain]] technology with traditional systems. ...tfolio manager at Claiborne Capital and worked at both [[Bank of America]] Securities LLC and [[Goldman Sachs & Co.]]
    2 KB (356 words) - 14:30, 31 March 2017
  • Goodfriend worked in mergers and acquisitions ([[M&A]]) at [[Montgomery Securities]] in San Francisco.
    2 KB (333 words) - 10:04, 28 July 2016
  • ...Gard Data Systems]] Inc. While serving as president and COO of [[Automated Securities Clearance]], Inc. (began operating as a subsidiary of SunGard in March 1999
    4 KB (672 words) - 09:53, 18 July 2017
  • ...|name= ...e=Wall Street Systems acquisition by ION Trading completes|org=Wall Street Systems press release|date=November 23, 2012}}</ref>
    14 KB (1,943 words) - 22:47, 8 December 2021
  • ...with the intention of eliminating counter-party risk by holding documents, securities or other pertinent items until contractual conditions are met by all partie ...utomatically and electronically transmitted to participant firms' computer systems. Transfer of ownership is conditioned on the simultaneous transfer of suffi
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  • ...Trading and focused on execution, transaction costs, process improvement, systems enhancement and client service. She also managed relationships with brokers ...past chairman of the Security Traders Association, president of the Boston Securities Traders Association, board member of the Boston Stock Exchange, member of t
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  • [[ICO]]s to help clarify when and how they should observe Swiss AML and securities laws. ...e-regulator-says/|name=Swiss Finance Regulator to Treat Some ICO Tokens As Securities|org=Coindesk}}</ref>
    7 KB (939 words) - 21:30, 23 July 2021
  • ...the securities and financial services industries. He began his career as a systems analyst for General Electric Plastics and then with SAP/Campbell, a develop
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  • ...AP he worked in product and relationship management for [[Brokertec]] in [[securities]], agencies, [[mortgages]], [[repos]] and [[credit default swaps]] and [[in As an early developer of electronic market systems, including both Cantor Fitzgerald’s eSpeed and ICAP’s BrokerTec, Bernar
    3 KB (358 words) - 22:11, 10 January 2022
  • ...that he would have been due, according to a document filed with the [[U.S. Securities and Exchange Commission]]. ...t 20 years at [[Chemical Bank]] in operations, retail banking and computer systems.
    2 KB (365 words) - 08:30, 28 July 2016
  • SETL's blockchain is designed to be interoperable with existing data systems in the financial services industry; according to the company's website, it ...tral securities depository] in France, allowing them to access the Target2-Securities [[software platform]], a European Central Bank project that is seeking to i
    6 KB (868 words) - 20:58, 5 April 2021
  • ...Series 4]], [[Series 7]], [[Series 15]], [[Series 24]] and [[Series 63]] [[securities]] licenses. ...ology for the capital markets industry and was a market leader in advanced systems for trading, risk and operations management. In December of 2004, Varlet wa
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  • ...coordinate EMIR supervisory activities and work closely with the European Securities and Markets Authority ([[ESMA]]).<ref>{{cite web|url=http://www.thetradenew ...f/IOSCOPD417.pdf |name=Public Documents |org=International Organisation of Securities Commission|date=August 12, 2013}}</ref> ISBN 92-9197-954-6 The aim of this
    4 KB (564 words) - 17:57, 18 April 2020
  • ...iously, he was EVP, Trading Operations, responsible for [[Cboe]]'s trading systems, help desk, [[trading floor]] operations, [[market data]], intermarket link Slocum was a two-decade member of the [[Securities Industry and Financial Markets Association]] ([[SIFMA]]) Data Management Di
    3 KB (427 words) - 21:27, 10 September 2021
  • ...itutional, retail and investment management divisions into a single global securities business. He rebuilt the firm’s global institutional processing system an to revamp the central counterparty’s data, risk management and clearing systems. The OCC chose Cinnober as a partner for the multi-year project. While that
    5 KB (696 words) - 00:31, 9 December 2020
  • ...ecurities]] cases involving [[payment system]]s, [[retail]] [[bank]]ing, [[securities]] [[list]]ing, [[trading]], [[underwriting]], and [[private equity]] [[acqu
    4 KB (522 words) - 20:45, 12 February 2014
  • ...saging and workflow software into Calypso's collateral management solution systems. This integrated software was intended to answer calls from the G20 for gre ...ommittee for Banking Supervision]] and the [[International Organization of Securities Commissions]] (IOSCO).<ref>{{cite web|url=
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  • ...(ASX), which is using Digital Asset’s technology to revamp its post-trade systems.<ref>{{cite web|url=
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  • Merri Jo Gillette is director of the Chicago Regional Office of the [[Securities and Exchange Commission]] (SEC).<ref>{{cite web|url= ...he firm with failing to disclose risks inherent in complex mortgage-backed securities resulting in significant investor losses during the financial crisis
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  • ...ed [[ATS Brasil]], will be controlled by [[ATG]], as the Brazilian trading systems provider is known, and will not seek to compete with Brazilian exchange ope ...efore they can start doing that. Also ATS Brasil will need CVM - Brazilian Securities and Exchanges Commission ([[Comissão de Valores Mobiliários]]) approval t
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  • | products = Futures/derivatives and securities compliance training and certification Exchange Analytics is a developer and supplier of futures/derivatives and securities compliance training and certification. Its suite of online training courses
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  • ...Authority and on the Secondary Markets Advisory Committee of the European Securities Markets Authority. Beattie holds a BSc in Information Systems and Management from Birbeck College, University of London.
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  • *Financial Markets & Securities Services products called Palmyra, which is designed to work with existing systems and technologies.
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  • *Cisco Systems ...ue&menu2=true&link2=true&symbol=IXK|name=Product Details|org=International Securities Exchange|date=November 7, 2007}}</ref>
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  • ...e:_Improving_Systems_Compliance_and_Integrity SEC Proposed Rule: Improving Systems Compliance and Integrity]</div> ...(It was previously owned by a consortium that included the [[International Securities Exchange]], [[Knight Capital Group]], Inc., [[Citadel]] Derivatives Group,
    9 KB (1,240 words) - 23:21, 9 February 2021
  • ...rate as an independently managed trading entity, separate from Cboe's U.S. securities exchanges. <ref>{{cite web|url= ...Trader, a web-based interface that interacts with various order management systems and sends orders directly to the BIDS ATS.
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  • been a registered CTA since 1997, has been trading and modeling trading systems in the futures industry for more than 25 years. He has developed trading pr ...r as an institutional futures specialist for [[Prudential Bache|Prudential Securities]] and moved on to become director of quantitative futures analysis at [[Ref
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  • Trading violations that occur on or through the systems and facilities of the [[NYSE Group]] continue to be investigated and prosec ...ation board of directors is composed of three [[NYSE Euronext]] directors, six otherwise unaffiliated with [[NYSE Euronext]], and the NYSE Regulation CEO.
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  • ...ms_and_competent_authorities ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platform ...mers. Under MiFID II, banks now must separate their equities research from securities trading, a move which is called unbundling.<ref>{{cite web|url=https://www.
    10 KB (1,540 words) - 19:25, 27 May 2021
  • ...ord Woolf (former Lord Chief Justice) into ethical business conduct at BAE Systems plc. ...d, where he became one of four executive directors. He was chairman of the Securities & Investment Board and, ex officio, a nominated member of the Council of Ll
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  • ...where she was responsible for the marketing of clearing and risk analysis systems.
    3 KB (446 words) - 15:00, 22 April 2013
  • ...very state across America and scattered around the world. In 2014, Wedbush Securities Inc. announced their agreement to acquire the efutures and First Capitol Ag ...h executive management committee. In this capacity, he oversees the firm’s securities lending/borrowing, prime brokerage and cash management groups. Additionally
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  • ...ive board. He is responsible for the board's [[economics]] and information systems.<ref>{{cite web|url=|name=Jur [[Category:European Securities Regulators]]
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  • | company_name = Ballista Securities Ballista Securities LLC is a registered broker/dealer that operates an [[alternative trading sy
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  • Simons was special academic advisor to [[NQLX]], a now defunct [[securities futures]] exchange.<ref>{{cite web |url= Simons has served as an economist, oil trader, trading systems designer, director of research and professor of finance. He writes on macro
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  • Collateral Management and Vendor Systems] - October 2012 ...o has worked for various participants such as [[Aite Group]], [[Rosenblatt Securities]], [[Liquidnet]], [[ITG]] and [[Lehman Brothers]]. <ref>{{cite web|url=http
    4 KB (483 words) - 23:15, 13 November 2013
  • | company_name = Telerate Systems Inc. | products = Real-time government securities prices
    8 KB (1,249 words) - 01:53, 25 June 2022
  • ...k Exchange]], [[NYSE Arca]] and [[NYSE Arca Options]] all fall under ICE's securities market group. In 1993, AMEX becomes a pioneer in what would become a revolution in the securities world with the introduction of the first [[exchange traded fund]] ([[ETF]])
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  • for [[Interactive Brokers Group, Inc.]] His smart order routing systems created a model for customer execution.<ref>{{cite web|name="Thomas Peterff ...Statement of Thomas Peterffy, Chairman, Interactive Brokers Group|org=U.S. Securities Exchange Commission|date=April 1, 2008}}</ref>
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  • ...rading_platforms,_investment_firms_and_competent_authorities Guidelines on systems and controls in a highly automated trading environment for trading platform ...mktreformwiki/index.php/European_Securities_and_Markets_Authority European Securities and Markets Authority]</div>
    5 KB (647 words) - 19:25, 27 May 2021
  • ...ior to that position, Fay spent 18 years at CBOE, where he was involved in systems development, trading operations and marketing. He managed both [[CBOE]]’ ...B.A. in Business Economics from DePaul University. He also attended the [[Securities Industry Institute]] at The Wharton School at the University of Pennsylvani
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  • ...also a vice president of Algorithmic Trading Solutions for [[RTS Realtime Systems Group]] in London and director of product development for the [[U.S. Future Tassone also holds Securities Licenses [[Series 3]], 7, 30 and 63.
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  • Examine Short Sale Price Test and Circuit Breaker Restrictions|org=U.S. Securities Exchange Commission|date=April 15, 2011}}</ref><ref>{{cite web|url=http://w ...he U.S. [[cash market]]s, as well as for NYSE Euronext’s global technology systems and development and its U.S. [[options]] business.
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  • ....S. Financial Services Authority]] with the powers now held by [[bank]], [[securities]] and [[commodities]] regulators.<ref>{{cite web|url= ...Nomura professor and director of the program on [[International Financial Systems at Harvard Law School]].<ref>{{cite web|url=
    5 KB (679 words) - 16:00, 25 October 2011
  • ...o create one of the first real-time integrated pricing and risk management systems on Wall Street.
    4 KB (491 words) - 19:46, 10 June 2022
  • ...Additionally, he chairs the [[BIS]] [[Committee on Payment and Settlement Systems]]. <ref>{{cite web|url= ...rate financier at a merchant bank; and on projects to reform the Hong Kong securities markets and regulatory system following the 1987 crash. From there he becam
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  • independent, agency-only ATS that incorporates block trade auctions on securities. These "on-demand" auctions, called CODA Block, are aimed at neutralizing t ...uture of stock markets is becoming less about speed and more about trading securities in different environments, particularly auctions. Several exchanges have in
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  • ...a former head of electronic trading services for [[Bank of America]] Corp Securities and managing director of global program trading for [[Citigroup]] Inc.<ref>
    4 KB (496 words) - 11:28, 1 September 2017
  • Raj Mahajan is a partner at [[Goldman Sachs]] and global co-head of securities systematic solutions at Goldman Sachs Group.<ref>{{cite web|url=https://www .../aboutus/ourexperts/rajmahajan.aspx|name=Our Experts|org=SunGard Financial Systems|date=September 30, 2009}}</ref>
    4 KB (550 words) - 02:15, 11 January 2022
  • ...listed securities, [[exchange traded funds]] ([[ETFs]]), and other listed securities. By the end of the summer in 2007, that goal was achieved, with roughly 2,9 ...(NSX). The two exchanges plan to remain separate, only consolidating data systems and business operations.<ref>{{cite web|url=
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  • ...ms_and_competent_authorities ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platform ...|name=ATSs in Europe Follow U.S. Lead|org=Securities Industry News|date=June 12, 2008}}</ref>
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  • ..., he was elected a member of the board of directors of the [[International Securities Exchange]]. Dr. Cardello also served as an advisory director at Morgan Stan ...manager at Bank of America/Security Pacific; oil options manager, trading systems development manager and senior research analyst at [[Standard Chartered Ban
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  • ...focused on the development of [[business plan]]s and the implementation of systems in the [[capital markets]] industry. He founded the company in 1996. ...chnology advisory committee. In April of 2008 he joined leaders from the [[Securities and Exchange Commission]] (SEC) and CFTC, along with a handful of firm repr
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  • ...owned by [[Americas Trading Group]] (ATG), a Rio de Janeiro-based trading systems operator. [[Intercontinental Exchange Group Inc.]]'s [[NYSE Euronext]] subs ...r-the-counter]] market. ATS Brasil applied for authorization from Brazil's Securities and Exchange Commission (CVM) in June of 2012 and is awaiting approval of t
    4 KB (520 words) - 19:14, 16 March 2015
  • *[[David Ruder]], Chairman of the [[Securities and Exchange Commission]] ...uary of 2009 meeting were [[Federal Reserve]] Chairman [[Ben Bernanke]], [[Securities and Exchange Commission]] Chairman [[Mary Schapiro]], acting [[Commodity Fu
    6 KB (878 words) - 10:47, 7 April 2017
  • ...on, D.C. |job=Deputy Director of Division of Trading and Markets|employer =Securities and Exchange Commission|url=[]}} a deputy director of the Division of Trading and Markets at the [[U.S. Securities and Exchange Commission]].<ref>{{cite web|url=
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  • ...stomers. This distribution returned a total of $6.7 billion to over 26,000 securities and commodity futures customers. <ref>{{cite web|url=http://www.futuresmag. ...on of MF Global, [[Weis]], [[Hanover Square]], [[A.R. Baron]], [[New Times Securities]] and [[Lehman Brothers Inc.]] He has represented clients in smaller restru
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  • ...g, operations and systems experience in the [[futures trading|futures]], [[securities]], [[options]] and banking industries.
    4 KB (515 words) - 21:03, 10 September 2015
  • ...a blind for telephone canvassers. Six months later he established [[Donney Securities Ltd.]] as an FCM with the CFTC (pre-NFA) and is believed to have been the y ...platform in the futures industry. Donney sold US Virtual to [[SunGard Data Systems]] in 2000.
    3 KB (451 words) - 17:07, 19 September 2019
  • ...e Clearing Corporation]], the platform was operated by [[Deutsche Boerse]] Systems, and it was regulated by the [[National Futures Association]].<ref>{{cite w ...9312507126679/0001193125-07-126679-index.htm|name=MF Global F-1 filing|org=Securities and Exchange Commission|date=October 31, 2007}}</ref>
    6 KB (819 words) - 19:45, 2 November 2018
  • ...000912057-96-027664/Section15.asp|name=JWH GLOBAL PORTFOLIO TRUST|org=U.S. Securities Exchange Commission|date=February 27, 2008}}</ref> As senior vice presiden
    4 KB (597 words) - 21:27, 28 October 2020
  • ...article.php?article_id=221398|name=Deutsche Boerse engages T7 for cash|org=Securities Lending Times|date=August 29, 2017}}</ref><ref>{{cite web|url= Bertelsmann mediaSystems before moving to ThyssenKrupp Information Systems in 1998. ThyssenKrupp, renamed Triaton in 2000, was acquired by HP in 2004.
    5 KB (619 words) - 17:46, 1 July 2020
  • ...onvergex Group was formed in October 2006 from the union of [[BNY Mellon]] Securities Group and Eze Castle Software.<ref>{{cite web|url=http://www.bnyconvergex.c|name=ConvergEx to buy RealTick|org=Securities Technology Monitor|date=November 8, 2012}}</ref>
    6 KB (841 words) - 10:36, 30 June 2017
  • ...kerage, overnight [ alternative trading systems (ATS)] ...hich it sells its [[digital tokens]] via another Overstock subsidiary, Pro Securities LLC.
    21 KB (2,914 words) - 21:56, 17 February 2021
  • ...hes buy and sell orders at specified prices. ECNs register with the [[U.S. Securities and Exchange Commission]] (SEC) as broker-dealers. ...encompasses trades that are executed on electronic [[algorithmic trading]] systems at lightning speed. In the wake of the "Flash Crash" of May 6, 2010, the SE
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  • eBay he was the managing director and chief operating officer at Epoch Securities after its merger with [[Goldman Sachs]] in 2001. He has also held senior ex Peterson earned his bachelor's degree in systems science and economics from UCLA and a master's degree in management at MIT
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  • William O'Brien is a securities exchange executive who was appointed in April 2016 as executive chairman of ...r_bios.aspx|name=Global Exchange CEO & Investor Conference |org=Rosenblatt Securities|date=October 7, 2009}}</ref> He joined Direct Edge as CEO in July 2007.
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  • ...C]] products and runs on the same clearing, settlement and risk management systems used at [[CME Clearing]].<ref>{{cite web|name=Press Release|url=http://cmeg [[Credit Suisse Securities]] (Europe) Limited <br />
    5 KB (617 words) - 16:34, 24 June 2015
  • ...helping develop the globalization of the Phase3 work. (Stream Phase3 is a securities processing system). When I was hired at SunGard, they wanted me to continue ...part of the [[brokerage]] and clearance business within SunGard Financial Systems, focused on business processes related to the management of post-trade serv
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  • ...milar to [[mutual funds]], but a [[portfolio]] is composed of [[government securities]], [[futures contracts]] and [[options on futures]] contracts. ...isor]]s ([[CTA]]s). Using the global futures markets, they implement their systems to take positions based on expected profit potential. As an asset class, ma
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  • Rule Financial acquires Polish based company Peer-to-Peer Systems ...ancial opened a new office in Boston, Massachusetts, and now operates from six locations in five countries worldwide
    4 KB (568 words) - 18:23, 3 July 2014
  • ...ces|org=Orc Group|date=October 14, 2015}}</ref> Orc Group acquired Cameron Systems in 2006. ...eller agreement with [[IN2]] d.o.o., a business applications developer and systems integrator based in Zagreb, Croatia.<ref>{{cite web|name=Orc Software Conti
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  • *[[Securities]] Market (stocks, bonds, fund units) Trading on the Securities Market of MICEX-RTS is held in three sectors: Main Market, Standard sector
    8 KB (1,120 words) - 20:48, 8 April 2019
  • | company_name = Australian Securities Exchange The Australian Securities Exchange (ASX) is a multi-[[asset]] class exchange formed in 2006 by the [[
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  •]] – as well as a full service [[Central securities depositories|central securities depository]]. we offer a totally integrated business model and a full service central securities depository is perceived as highly attractive by the market. The investor do
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  • ...d out to New York. At the time, Fimat was expanding into cash government [[securities]] and Over-the-Counter ([[OTC]]) products, which I didn’t know much about are these things called synergies and you have to lay people off, merge systems, make sure clients are happy, make sure there are no snafu’s when merging
    11 KB (2,068 words) - 16:49, 18 April 2011
  • ...ms_and_competent_authorities ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platform ...e the supervision and governance process in coordination with the European Securities and Markets Authority in order to decrease risk and to facilitate investor
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  • To combat the problems, a number of systems began coming into place to pass information quickly and directly to a trade ...the past on many exchanges that are becoming increasingly electronic. New securities, options and futures exchanges being created have gone straight to electron
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  • It is one of the world’s largest centers for securities trading. It is the largest of the severn German stock exchanges and has 90 operates via electronic trading and features settlement and information systems. Besides a specialist system of trading at the Frankfurt Stock Exchange, it
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  • ...ding systems, [[order routing]] systems and high frequency low [[latency]] systems. His experience also includes Exchange Connectivity/Gateways to multiple a ...positions at [[UBS]], [[Trading Technologies]], [[Stafford Trading]], [[TD Securities]] and [[Anderson Consulting]]. <ref>{{cite web|url=
    11 KB (1,589 words) - 12:21, 17 October 2019
  • ...the second board for mid-caps and the tech-focused [[Mesdaq]] market. The securities business accounted for 56 percent of the group’s S$262.1 million operatin ...Services, led by [[Puan Nadzirah Abdul Rashidin]], CFO; and Technology and Systems, headed by [[Yew Kim]], chief technology officer.<ref>{{cite web|url=http:/
    11 KB (1,524 words) - 19:22, 27 May 2021
  • ...ology-platform-for-new-bitcoin-exchange/|name=BCause LLC Selects Connamara Systems as Technology Platform for new Bitcoin Exchange|org=Bob's Guide|date=Decemb ...62864718000002/xslFormDX01/primary_doc.xml|name=BCause LLC Form D|org=U.S. Securities and Exchange Commission|date=March 14, 2019}}</ref>
    12 KB (1,715 words) - 18:20, 7 July 2021
  • ...latforms, risk and clearing technology, market surveillance and compliance systems As a provider of real-time clearing systems, Cinnober was engaged in projects with: [[BM&FBOVESPA]], [[Dubai Gold & Com
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  • services, investment products, online trading, managed futures, trading systems ...e also affiliated with [[Uhlmann Price Securities, LLC]], a full-service [[securities]] firm specializing in traditional and [[alternative investments]] solution
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  • ...including total trading [[volume]], [[market capitalization]] and total [[securities]] turnover.<ref>{{cite web|url= The SSE hosts products, including [[A-Shares]], [[B-Shares]], securities [[investment fund]]s, [[spot]] [[T-bond]], [[T-bond repo]]s, and [[converti
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  • ...CQG API|CQG Client APIs]]''': CQG Client APIs allow traders to power their systems with CQG’s data, advanced analytics, and ultra-low-latency trading. CQG's System One, which ran on a dedicated terminal, was one of the first systems to offer the [[CBOT Market Profile]].<ref>{{cite web|url=
    11 KB (1,530 words) - 16:46, 30 August 2021
  • ...te electronic transaction network, typically maintained by major banks and securities companies, where stocks are bought and sold by clients of those companies. ...rket|url=|org=Dow Jones Ma
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  • ...former member of the Board of [[Quadriserv, Inc.]], a technology driven [[securities]] lending platform, which emphasizes price [[transparency]] and process eff Borish led a team of researchers, [[trader]]s and systems developers at [[Tudor Investment Corporation]] from 1986 to 1994. He was a
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  • | company_logo = [[File:Logo_BME-SIX.png]] ...s an umbrella company for the firms that manage the securities markets and systems in Spain. It brings together a decision-taking and coordination unit, the S
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  • | products = listed securities ...s have obligations to maintain fair and orderly markets for their assigned securities. They operate both manually and electronically.<ref>{{cite web|url=https://
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  • ...the biggest U.S. broker-dealers, futures commission merchants and non-U.S. securities firms.<ref>{{cite web|url= ...a multitude of products. OCC operates under the jurisdiction of both the [[Securities and Exchange Commission]] (SEC) and the [[Commodity Futures Trading Commiss
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  • ...d]] company. Over the past decade, Winton has launched proprietary trading systems that utilize mathematical algorithms. Winton executes a systematic trading ...ble to retail investors through a Tokyo-based brokerage, [[Mistsubishi UFJ Securities Co.]] <ref>{{cite web|url=
    5 KB (814 words) - 22:07, 3 March 2014
  • In January 2011, Liquidnet announced a partnership with [[SIX Swiss Exchange]], the first time an exchange and a trading venue that opera Liquidnet was sanctioned by securities regulators in 2014 for not living up to client secrecy standards on its pri
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  • ...eaders from six countries attended, including France, forming the Group of Six 9G6). Canada joined a year later, causing it to become the Group of Seven. ...edia company planned on backing Libra with hard assets like currencies and securities, Mark Carney, governor of the Bank of England, said that Libra (Diem) would
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  • Oslo Børs is the only regulated marketplace for [[securities]] trading in Norway and trades [[listed]] [[equities]], [[derivatives]] and ...}</ref><ref>{{cite web|url=|name=Press Release|org=Bobs Guide|date=Dec
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  • ...?id=196|name= 6th Annual Global Exchange Leader Conference |org=Rosenblatt Securities Inc.|date=September 6, 2016}}</ref> ...essional growth and productivity through secure and advanced communication systems. Fernando is the CEO and Chairman of Scoutahead.<ref>{{cite web|url=http://
    8 KB (1,031 words) - 10:01, 7 September 2016
  • ...0-09/soa_20200716_coinsquare.pdf|name=Statement of Allegations|org=Ontario Securities Commission|date=July 20, 2020}}</ref> ...impacted users. Later, the exchange made extensive changes to its internal systems. Stacey Hoisak, general counsel at Coinsquare, said "the data was obtained
    10 KB (1,298 words) - 16:18, 27 July 2021
  • ...kets on a day-to-day basis? Exchanges can only see what goes through their systems, but the majority of the market is not on the exchanges these days. What’ ...French radio in the evening I hear “Come trade on my electronic bourse for six euros!!!” But that is the explicit trading cost only. It costs to watch p
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  • ...urable funds with it and trade cryptocurrencies that might be deemed to be securities under U.S. regulations.<ref>{{cite web|url= ...g fiat stablecoins such as USDC, as well as issuing and offering tokenized securities."<ref>{{cite web|url=
    17 KB (2,229 words) - 20:16, 9 July 2021
  • On July 30, 2020 the company said that the U.S. [[Securities and Exchange Commission]] had approved the upcoming exchange listing which ...s into Itiviti's management, execution management and portfolio management systems. This allows Itiviti's customers to trade digital assets and digital asset
    8 KB (986 words) - 17:19, 13 July 2021
  • ...the SGX re-launched Catalist, its second listing board for faster-growing securities that was previously known as SESDAQ.<ref>{{cite web|url=http://www.moneycon ...template=design_lib/PT_Printer_Friendly|name=Singapore Exchange and GreTai Securities Market Sign Co-operation MOU|org=SGX|date=March 16, 2010}}</ref> The SGX fo
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  • ...]] (ECN) founded in June 2005 by [[David Cummings]], the owner of Tradebot Systems in Kansas City.<ref>{{cite web|url= In August 2008, BATS Trading Inc. received approval from the [[Securities and Exchange Commission]] to operate a stock [[exchange]] that would compet
    22 KB (3,045 words) - 21:36, 7 December 2020
  • ...e than 50 the world's major electronic exchanges and [[alternative trading systems]] (ATSs).<ref>{{cite web|url=|name=GETCO *[[Arthur Levitt]], advisor and former chairman of the U.S. [[Securities and Exchange Commission]]
    7 KB (996 words) - 14:28, 30 November 2016
  • ...ealizing that computers would lead to automated exchanges and mathematical securities pricing, he founded Hull Trading Company, which became a global leader in t design algorithms and a large number of software engineers to implement systems based on these algorithms.
    6 KB (821 words) - 16:03, 24 June 2015
  • ...policy]], providing [[settlement]] services, [[Treasury]] and [[government securities]]-related operations, international activities, and [[economic]] analysis a
    6 KB (921 words) - 18:52, 14 April 2020
  • Eurex CEO, the exchange acquired U.S. options exchange [[International Securities Exchange]] as a wholly-owned subsidiary.<ref>{{cite web|url=https://www.the *[[Deutsche Boerse Systems]] AG, Member of the Supervisory Board
    10 KB (1,452 words) - 16:13, 25 December 2020
  • been linked to government-sponsored plans to create a single Japanese [[securities]] and derivatives platform centered around the [[Tokyo Stock Exchange]]. A On Apr. 15, 2010, [[RTS Realtime Systems Group]] (RTS), another leading global trading technology provider, announce
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  • ...equity markets against retail investors. Before approving the market, the Securities and Exchange Commission received 470 comment letters, most of them positive ...Spark Capital to fund its application to the SEC to become a full-fledged securities exchange.<ref>{{cite web|url=
    16 KB (2,351 words) - 22:21, 15 December 2021
  • ...ces|org=Orc Group|date=October 14, 2015}}</ref> Orc Group acquired Cameron Systems in 2006. ...ress/News/1078195/orc-partners-with-blue-trading-systems-to-provide-tablet-systems-to-floor-traders/|name = Orc partners with Blue Trading System|org = Orc|da
    15 KB (1,934 words) - 22:47, 8 December 2021
  • The exchange has over 200 members and is regulated by the [[Emirates Securities and Commodities Authority]]. [[Clearing]] is provided by the wholly-owned s ...nts-ceo?mod=sectionheadlines-PE-TT|name=Dubai exchange hires second CEO in six months|org=Financial News|date=April 26, 2012}}</ref><ref>{{cite web|url=ht
    15 KB (2,037 words) - 20:41, 3 May 2019
  • *[[U.S. Securities & Exchange Commission]] (SEC) *[[Committee on Payment and Settlement Systems]] (CPSS)
    11 KB (1,483 words) - 21:11, 6 August 2021
  • SEC Proposed Rule: Improving Systems Compliance and Integrity]</div> decline, both the [[Commodity Futures Trading Commission]] (CFTC) and [[Securities and Exchange Commission]] (SEC) investigated what had occurred during the [
    11 KB (1,697 words) - 14:05, 3 January 2019
  • High-frequency trades are executed on electronic [[algorithmic trading]] systems at lightning speed. This type of trading occurs when [[trader]]s position v ...gazine|date=October 30, 2009}}</ref> The super-fast [[electronic trading]] systems allow them to [[arbitrage]] between minute pricing differences on [[trading
    21 KB (2,899 words) - 03:31, 11 January 2022
  • On February 17, 2021, the FIA addressed the European Securities and Markets Authority (ESMA) on clearing issues experienced during the pand FIA Tech is FIA's for-profit software subsidiary which operates four systems: the Electronic Give-Up System (EGUS), Project Atlantis, the Reconcilition
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  • | company_name = International Securities Exchange ....<ref>{{cite web|url=|name=The International Securities Exchange (ISE) is Now Part of Nasdaq|org=Nasdaq|date=July 6, 2016}}</ref>
    28 KB (4,174 words) - 17:42, 9 July 2021
  • ...a product of international financial-information software developer [[Blue Systems]].<ref>{{cite web|url= ...Ltd., will promote products and services of the RTS group to international securities investors.<ref>{{cite web|url=
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  • ...luding the world’s leading canola futures. It is regulated by the Manitoba Securities Commission. ...ft; background-color:#EEE; font-size:14px; border:none; padding:5px;"| ICE Securities Exchanges
    29 KB (4,034 words) - 11:09, 8 September 2016
  • '''NEX Exchange''', a small cap stock market, formerly known as ICAP Securities and Derivatives Exchange (ISDX)<ref>{{cite web|url= ...ting hub for [[EMIR]], [[MIFID]] I and II, REMIT and other trade reporting systems. <br>
    13 KB (1,850 words) - 14:53, 31 May 2019
  • FinCEN consists of six divisions: Intelligence, Enforcement, Policy, Liaison, Technology, and Mana ...businesses. Persons dealing with ICOs that are registered with the [[U.S. Securities and Exchange Commission]] are exempt.<ref>{{cite web|url=https://bitcoinmag
    9 KB (1,253 words) - 20:35, 8 February 2021
  • ...rket participants in the United States direct access to the FBOTs’ trading systems. ...uirements for approval of DCO rules for portfolio margining of futures and securities in a futures account.
    38 KB (5,621 words) - 09:37, 7 March 2012
  • ...ronic platform]] for the [[trading]], [[settlement]] and [[clearing]] of [[securities]] and [[derivatives]]. ...res Exchange Limited]] were [[demutualize]]d and combined with [[Hong Kong Securities Clearing Company Limited]] into a single [[holding company]], which was lis
    24 KB (3,521 words) - 21:06, 19 July 2022
  • ...ean Swaps Regulation - OTC Derivatives Reporting - Comment Letter - Nordic Securities Association - April 14, 2010]</div> ...ich owns and operates 26 exchanges, three clearing houses and five central securities depositories. It also sells financial technology to exchanges and firms glo
    38 KB (5,345 words) - 21:09, 15 May 2019
  • ...the creation of decentralized [[digital assets]] and decentralized payment systems, Ripple representatives have long said that Ripple's goal is to work with b ...ohnson to lobby the U.S. Congress, the [[Internal Revenue Service]], the [[Securities and Exchange Commission]] [[SEC]], and other, similar organizations then in
    37 KB (5,174 words) - 18:56, 2 February 2022
  • Financial Technologies (India) Limited (FTIL) is an India-based operator of [[securities]] and derivatives [[exchange]]s and developer of [[electronic trading]] pla ...eceipt]]s (ADRs) and [[Foreign Currency Convertible Bond]]s (FCCBs). The [[securities]] will be sold on international markets and may also be offered through pr
    13 KB (1,817 words) - 20:45, 15 April 2019
  • ...a information, and the development and operation of [[electronic trading]] systems. The company also has a venture capital business that invests in fintech co ...e change was part of an ongoing effort to consolidate Germany's fragmented securities industry. Ten percent of the shares were distributed among the seven region
    46 KB (6,365 words) - 20:02, 18 January 2022
  • ...e web|url=|name=Press Release|org=ELX|date=April 29, 2009}}</ref> ...Trading]], [[Onixs]], [[Orc Software]], [[Progress Opama]], [[RTS Realtime Systems]], [[Stellar]], [[SunGard]], [[ULLINK]] and [[741 Studios]]<ref>{{cite web|
    17 KB (2,359 words) - 09:16, 28 July 2016
  • ...ock Market]] and [[Euronext.liffe]], and held senior positions at [[Nomura Securities International]] and [[Kidder Peabody]]. He sat down with Sarah Rudolph to t ...per second. [[OPRA]] just announced the other day that it is closing in on six or seven million messages per second. Message traffic per day is on the ord
    18 KB (3,339 words) - 15:04, 22 April 2013
  • ...]]’s Valdi Options Solutions. He recently participated in a panel at the [[Securities Traders Association of Chicago]] (STAC) conference on “Derivative Technol ...on and clearing relationship look in these markets? And will their current systems support far-reaching trading activities?
    9 KB (1,531 words) - 14:49, 6 March 2012
  • ...ean Swaps Regulation - OTC Derivatives Reporting - Comment Letter - Nordic Securities Association - April 14, 2010]</div> ...ich owns and operates 26 exchanges, three clearing houses and five central securities depositories. It also sells financial technology to exchanges and firms glo
    45 KB (6,333 words) - 21:10, 15 May 2019
  • ...reporting, reconciliation and other post-trade functions, and even voting systems, vehicle registrations, wire fees, gun checks, trade settlements and catalo ...r of 2017, [[Goldman Sachs]] and [[JPMorgan Chase]] completed a successful six-month test program - managed by the blockchain startup Axoni - on blockchai
    24 KB (3,508 words) - 15:30, 4 May 2021
  • | org_name = U.S. Securities and Exchange Commission | products = U.S. government securities regulation
    47 KB (6,852 words) - 16:38, 4 May 2022
  • ...aboration with industry leading liquidity providers Optiver, IMC and Maven Securities|org=Press Release via PR Newswire|date=July 24, 2019}}</ref> BCG will use * BGC Partners offers fixed income securities, interest rate swaps, foreign exchange, equities, equity derivatives, credi
    17 KB (2,367 words) - 19:31, 24 July 2019
  • ...tions Association]] (FOA), the [[European Commission]], and the [[European Securities and Markets Authority]] (ESMA). ...sufficient in providing proper oversight. As of Jan. 1, 2011, the European Securities and Markets Authority was established in order to provide cooperation, coor
    56 KB (8,042 words) - 08:09, 28 July 2016
  • * November 2008 - The [[Federal Reserve]], [[Securities and Exchange Commission|SEC]], and [[Commodity Futures Trading Commission|C ...rman [[Gary Gensler]] says that over-the-counter (OTC) derivatives trading systems that allow one-on-one swap trading between a single bank and investor are u
    23 KB (3,346 words) - 16:22, 11 February 2012
  • ...0 percent stake in DSM. NYSE Euronext and Qatar Holding rebranded the Doha Securities Market as "[[The Qatar Exchange]]".<ref>{{cite web|url= ...C TO CREATE JOINT VENTURE FOR MORE EFFICIENT CLEARING OF U.S. FIXED INCOME SECURITIES AND DERIVATIVES|org=NYSE Euronext|date=June 19, 2009}}</ref>
    41 KB (5,833 words) - 20:49, 6 March 2019
  • ...specializes in [[over-the-counter]] [[derivatives]] products and related [[securities]]. The firm also has applied to become a US futures exchange and filed an a<ref>{{cite web|url=|name=EnergyMatch Europe|org=GFI Group|date=Feburary
    12 KB (1,644 words) - 16:39, 20 February 2015
  • *Global Markets Exchange Group, a holding company for planned securities, commodities, and derivatives exchanges. ...anage the user's digital assets, and can interact with third-party trading systems to send and receive digital assets. ForumCustody also manages internal bala
    13 KB (1,759 words) - 18:15, 17 November 2021
  • ...countries, and offered both voice-driven and [[electronic]] [[brokerage]] systems plus post-[[trade]] services. It provided wholesale brokerage on a range of ...pital's [[interest rate swap]]s and [[options]], commodity swaps, illiquid securities and [[foreign exchange]] [[options]]. Garban-Intercapital plc was changed t
    20 KB (2,919 words) - 23:20, 8 December 2021
  • ...record a profit and achieve sustainable financial success, according to [[Securities Week]].<ref>{{cite web|url= ...w functionality to its platform. In June 2010, it purchased TickIt Trading Systems for an undisclosed amount. TickIt's software allowed traders to build tradi
    46 KB (6,085 words) - 18:01, 3 August 2022
  •|name=Turquoise's Derivatives Mart Launching in May|org=Securities Technology Monitor|date=July 5, 2013}}</ref> ...rector at [[Morgan Stanley]] responsible for overseeing electronic trading systems in New York and London, was appointed as chief executive.<ref>{{cite web|ur
    13 KB (1,835 words) - 18:34, 17 April 2019
  • ...0px|float|left]] [[Gary Katz]] is president and CEO of the International Securities Exchange (ISE), this year's host of the [[Options Industry Conference]] in with Eurex. All the technology is in place and we’ve tested all our systems and are now awaiting SEC approval. We hope to start that in 2010.
    11 KB (2,056 words) - 15:04, 22 April 2013
  • ...stinet's proprietary front ends, its sales traders or selected third-party systems. ...nd a communications network for the automated buying and selling of equity securities on an anonymous, confidential basis.
    11 KB (1,603 words) - 17:15, 11 April 2019
  • ...t settlements. The complaint also alleged that BitMEX offered unregistered securities to U.S. residents.<ref>{{cite web|url= ...thur Hayes and Samuel Reed, also pleaded guilty and Hayes was sentenced to six months of house arrest followed by two years of probation. Reed is schedule
    24 KB (3,376 words) - 19:35, 16 June 2022
  • ...ange said it initially would offer trading in futures and options based on six Cboe Europe Indices: the Cboe Eurozone 50, Cboe UK 100, Cboe Netherlands 25 ...rings, initially focusing on offering futures on single stocks. But, the [[Securities Exchange Commission]] ([[SEC]]) was adamant the CBOT not pursue futures on
    48 KB (6,788 words) - 20:04, 8 February 2022
  • ...or [[MTF]], regulated by the [[Financial Conduct Authority]] in the UK, [[Securities & Futures Commission of Hong Kong]] (SFC)and [[Monetary Authority of Singap ...acquisition of LeverTrade, a provider of web-based fixed income management systems for the retail marketplace. It is aimed at retail financial advisors, RIAs,
    16 KB (2,249 words) - 23:21, 8 December 2021
  • ...wers more than 90 marketplaces in 50 countries, and 1-in-10 of the world's securities transactions. It is home to more than 3,900 listed companies with a market ...ets, including one clearinghouse and five central depositories, as well as six US equity options markets and two futures only markets, plus one OTC bond t
    66 KB (9,086 words) - 17:40, 1 December 2021
  • ...cilitate the raising of [[capital]] and the [[trading]] of [[corporate]] [[securities]], access to a [[trading]] environment, as well as real-time pricing and re ...European settlement business; and globeSettle, a Luxembourg-based central securities depository launched in 2014.<ref>{{cite web|url=http://www.ftseglobalmarket
    36 KB (5,171 words) - 17:08, 9 August 2022
  • ...sets]] of $1.2 trillion under the JPMorgan, Chase and Bank One brands, its six major businesses are: === Treasury & Securities Services ===
    41 KB (5,995 words) - 16:19, 21 July 2022
  • ...rrying out anonymous transactions that was compatible on Mac, PC, and Unix systems.<ref>{{cite web|url=|name=Untraceable ...with the U.S. government going forward. Jay Clayton, chairman of the U.S. Securities and Exchange Commission, mentioned that the federal government may step in
    81 KB (11,483 words) - 23:23, 11 June 2021
  • ...transition is to understand how to encourage the players in the financial systems to adapt more sustainable and just business models while fostering continue The U.S. Securities and Exchange Commission (SEC) created the [[Climate and ESG Task Force]] on
    20 KB (2,766 words) - 23:23, 9 August 2022
  • ...[[broker]]s with a significant presence in [[OTC]] products and [[cash]] [[securities]]. ...stomers. This distribution returned a total of $6.7 billion to over 26,000 securities and commodity futures customers.<ref>{{cite web|url=http://www.futuresmag.c
    51 KB (7,535 words) - 23:00, 8 December 2021
  • *2016: $250 million<ref>{{cite web|url= ...ial integrity, and develop and maintain the agency's automated information systems. The Office of Proceedings, which is under the administrative direction of
    46 KB (6,215 words) - 21:46, 26 May 2022
  • | products = Futures, Options, Securities and [[OTC]] markets ...e parent company of the well-known [[New York Stock Exchange]] and related securities exchanges. Today, the company is among the largest exchange groups in the w
    103 KB (14,581 words) - 13:04, 24 March 2022
  • ...ures and OTC exchanges in the US, Canada, Europe and Singapore, as well as securities on the well-known [[New York Stock Exchange]] and related options exchanges ...[ICE Futures Canada]], [[ICE Futures Singapore]] and [[ICE Endex]]. On the securities side, ICE operates three stock exchanges: [[New York Stock Exchange]], [[NY
    73 KB (10,437 words) - 14:42, 12 February 2016
  • | products = Futures, Options, Securities and [[OTC]] markets ...e parent company of the well-known [[New York Stock Exchange]] and related securities exchanges. Today, the company is among the largest exchange groups in the w
    77 KB (10,919 words) - 14:42, 10 January 2017
  • | products = Futures, Options, Securities and [[OTC]] markets ...e parent company of the well-known [[New York Stock Exchange]] and related securities exchanges. Today, the company is among the largest exchange groups in the w
    77 KB (10,921 words) - 14:02, 30 October 2017

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