Difference between revisions of "Thomas McManus"

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|employer =  [[Direct Edge]]
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|job      =  Chief Compliance and Regulatory Officer
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Thomas McManus is a securities lawyer who currently serves [[Direct Edge]] as chief compliance and regulatory officer.<ref>{{cite web|url=http://www.directedge.com/About/Management.aspx |name=Management |org=Direct Edge |date=February 11, 2013}}</ref>  He assumed the position in July of 2011.<ref>{{cite web|url=http://www.directedge.com/About/Announcements/ViewNewsletterDetail.aspx?NewsletterID=411|name=Direct Edge Hires Thomas McManus as Chief Compliance Officer|org=DirectEdge|date=February 11, 2013}}</ref><ref>{{cite web|url=http://investing.businessweek.com/research/stocks/private/person.asp?personId=27442018&privcapId=7683437&previousCapId=7683437&previousTitle=Direct%20Edge,%20Inc.|name=Thomas McManus|org=BusinessWeek|date=February 11, 2013}}</ref>
Thomas McManus is a securities lawyer who currently serves [[Direct Edge]] as chief compliance and regulatory officer.<ref>{{cite web|url=http://www.directedge.com/About/Management.aspx |name=Management |org=Direct Edge |date=February 11, 2013}}</ref>  He assumed the position in July of 2011.<ref>{{cite web|url=http://www.directedge.com/About/Announcements/ViewNewsletterDetail.aspx?NewsletterID=411|name=Direct Edge Hires Thomas McManus as Chief Compliance Officer|org=DirectEdge|date=February 11, 2013}}</ref><ref>{{cite web|url=http://investing.businessweek.com/research/stocks/private/person.asp?personId=27442018&privcapId=7683437&previousCapId=7683437&previousTitle=Direct%20Edge,%20Inc.|name=Thomas McManus|org=BusinessWeek|date=February 11, 2013}}</ref>


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[[Category:Direct Edge]]
[[Category:Direct Edge]]
[[Category:Direct Edge - Employees]]
[[Category:Lawyers]]
[[Category:Lawyers]]
[[Category:Compliance Professionals]]
[[Category:Compliance Professionals]]
[[Category:MarketsWiki Page of the Day]]
[[Category:MarketsWiki Page of the Day]]

Latest revision as of 20:51, 12 February 2014


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Thomas McManus
ThomasMcManus.jpg
Occupation Chief Compliance and Regulatory Officer
Employer Direct Edge
Location New Jersey
LinkedIn Profile
Website directedge.com

Thomas McManus is a securities lawyer who currently serves Direct Edge as chief compliance and regulatory officer.[1] He assumed the position in July of 2011.[2][3]

Background[edit]

Prior to Direct Edge, McManus was head of compliance in the Americas for Barclays Capital, the investment banking division of Barclays Bank plc. He also served as chief compliance officer of Barclays Capital Inc. and global head of compliance for Barclays Capital's equities and prime services divisions.

Before joining Barclays Capital in 2009, McManus was a partner with the law firm of Morgan, Lewis and Bockius LLP in New York.

He has also served as managing director and counsel responsible for institutional equity and prime brokerage divisions with Morgan Stanley & Co. Inc. for over a decade.

Early in his career, McManus was an associate at Orrick, Herrington & Sutcliffe LLP in New York and prior to that, an attorney with the SEC's Division of Market Regulation, presently known as the Division of Trading and Markets.

McManus has served on FINRA's compliance advisory committee, and as a chairman of FINRA's market regulation committee. He has also been an active member of SIFMA/SIA since 1994, having served on numerous committees and subcommittees, including most recently the compliance and regulatory policy committee.

Education[edit]

McManus holds a juris doctor degree from The American University. He also holds a bachelor of arts degree in economics from Boston College. [4]

References[edit]